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CRD 110471
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| F•••• C••••• S•••••• | n/a | OVERLAND PARK, KS | 33 | 42 | n/a | no |
| C•••• S••••• R••••••• | n/a | OVERLAND PARK, KS | Scott City, KS | 17 | 28 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| S••••••• F••••• C••••• | President | E | yes | 01/2004 | Mar 29, 2012 | Feb 28, 2024 |
| S••••••• G••••••• C••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2023 | Mar 13, 2023 | Feb 28, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SCOTT CITY | Ks | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $392M | $322M | 21.9% | $258M | 15.0% | 7 | 8 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S•••••••• F••••••••• L•• | 2 | Mar 21, 2025 | Aug 2, 2024 | OVERLAND PARK, KS | Team lift out | RIA to state RIA | 33.3% |
| no |
| G•••••• C••••• S•••••• | n/a | OVERLAND PARK, KS | 9 | 25 | 1 | no |
| G•••• R•••••• H••• | n/a | OVERLAND PARK, KS | Scott City, KS | 4 | 12 | n/a | no |
| Mar 23, 2026 |
| $392M |
| $361M |
| 7 |
| 3 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 17, 2025 | $322M | $296M | 8 | 4 | 1 | n/a | n/a |
| 2023 | Feb 28, 2024 | $311M | $289M | 11 | 6 | 1 | n/a | n/a |
| 2022 | Mar 13, 2023 | $258M | $241M | 10 | 6 | 1 | n/a | n/a |
| 2021 | Mar 21, 2022 | $294M | $274M | 9 | 5 | 1 | n/a | n/a |
| 2020 | Mar 11, 2021 | $253M | $234M | 5 | 4 | 1 | n/a | n/a |
| 2019 | Mar 7, 2020 | $218M | $218M | 5 | 4 | 2 | n/a | n/a |
| 2018 | Mar 25, 2019 | $188M | $188M | 7 | 5 | 2 | n/a | n/a |
| 2017 | Mar 19, 2018 | $190M | $190M | 6 | 4 | 2 | n/a | n/a |
| 2016 | Mar 23, 2017 | $174M | $174M | 4 | 4 | n/a | n/a | n/a |
| 2015 | Feb 26, 2016 | $172M | $172M | 6 | 6 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $147M | $147M | 5 | 5 | n/a | n/a | n/a |
| 2013 | Mar 19, 2014 | $128M | $128M | 4 | 4 | n/a | n/a | n/a |
| 2012 | Mar 19, 2013 | $116M | $116M | 4 | 4 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $98.8M | $98.8M | n/a | n/a | n/a | n/a | n/a |