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RIA / WealthAdvisorPersonal Financial Specialist35 years in industry

NORMAN RAY HARP

Advisor at RETIREMENT RESOURCES INC.

LEAWOOD, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RETIREMENT RESOURCES INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Personal Financial Specialist
Exams: S66|S63
First exam: Apr 28, 1994
First registration: Mar 9, 2001
Dual registered: no
Other names: NORMAN RAY HARP|NORMAN HARP
IAPD individual key: 2480563

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RETIREMENT RESOURCES INC.	State registered	Mar 19, 2013	n/a	yes	LEAWOOD, KS	Current employment
LEVITT BETZELBERGER WEINRICH, INC.	n/a	Oct 6, 2008	Mar 28, 2013	no	OVERLAND PARK, KS	Previous registration
AVANTAX PLANNING PARTNERS, INC.	Bd affiliated wealth	Oct 20, 2006	Jul 30, 2008	no	HARRISONVILLE, MO	Previous registration
WADDELL & REED	Former SEC adviser	Mar 20, 2006	Aug 16, 2006	no	HARRISONVILLE, MO\|INDEPENDENCE, MO	Previous registration
COHEN ADVISORY SERVICES,LLC	n/a	Nov 7, 2003	Mar 24, 2006	no	OVERLAND PARK, KS	Previous registration
S&A FINANCIAL SERVICES, INC.	Independent wealth	Mar 9, 2001	Aug 5, 2003	no	MERRIAM, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEVITT BETZELBERGER WEINRICH, INC.	RETIREMENT RESOURCES INC.	Mar 28, 2013	Mar 19, 2013	-9	Firm change	Other
AVANTAX PLANNING PARTNERS, INC.	LEVITT BETZELBERGER WEINRICH, INC.	Jul 30, 2008	Oct 6, 2008	68	Firm change	Other
WADDELL & REED	AVANTAX PLANNING PARTNERS, INC.	Aug 16, 2006	Oct 20, 2006	65	Firm change	Other
COHEN ADVISORY SERVICES,LLC	WADDELL & REED	Mar 24, 2006	Mar 20, 2006	-4	Firm change	Other
S&A FINANCIAL SERVICES, INC.	COHEN ADVISORY SERVICES,LLC	Aug 5, 2003	Nov 7, 2003	94	Firm change	Other

Relationships

Registered with (6)

→ RETIREMENT RESOURCES INC.Registered adviserregistration: current employment
Mar 19, 2013 to presentfactForm ADV
→ LEVITT BETZELBERGER WEINRICH, INC.Registered adviserregistration: previous registration
Oct 6, 2008 to Mar 28, 2013factForm ADV
→ AVANTAX PLANNING PARTNERS, INC.Registered adviserregistration: previous registration
Oct 20, 2006 to Jul 30, 2008factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Mar 20, 2006 to Aug 16, 2006factForm ADV
→ COHEN ADVISORY SERVICES,LLCRegistered adviserregistration: previous registration
Nov 7, 2003 to Mar 24, 2006factForm ADV
→ S&A FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 9, 2001 to Aug 5, 2003factForm ADV

Dated events

No dated event names this entity yet.