DFX Intelligence

K•••••• M•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

K•••••• M•••••• A•••••••

Advisor at H•••••• A•••• M••••••••• L••

SARASOTA, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• A•••• M••••••••• L••	State registered	Mar 31, 2022	n/a	yes	SARASOTA, FL	Current employment
F••••• W••••• W••••• M••••••••• L••	Independent wealth	Oct 4, 2018	Mar 31, 2022	no	CANTON, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• W••••• W••••• M••••••••• L••	H•••••• A•••• M••••••••• L••	Mar 31, 2022	Mar 31, 2022	0	Firm change	RIA to state RIA
T••• A•••• M••••••••• L••	F••••• W••••• W••••• M••••••••• L••	Oct 2, 2018	Oct 4, 2018

Relationships

Registered with (6)

→ H•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 31, 2022 to presentfactForm ADV
→ F••••• W••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 4, 2018 to Mar 31, 2022factForm ADV
→ T••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 1, 2017 to Oct 2, 2018factForm ADV
→ T••••• F•••••••• G••••• I•••

Dated events

Occurred
Mar 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 26, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.