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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TURNER FINANCIAL GROUP, INC.

CRD 134204

PACE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e66fda3-a4c7-970b-8c06-6e3fabd9fbc9

Data as of Jun 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 5
On other graphs: 0
Observed: Oct 6, 2023 to Jun 11, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $230MItem 5.F on the latest filing (2026-06-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $225M
Private client RAUM: $217MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $25.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 8
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 1,132
Individual clients: 490
High net worth clients: 57
SEC number: 801-129021
CRD: 134204
Filings on the tape: 16
First filed: Oct 6, 2023
Latest filed: Jun 11, 2026
Organised: Corporation, FL
Website: gfthomasadvisory.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANDREW TANG	n/a	PACE, FL \| Northvale, NJ	5	27	4	no
SCOTT ALLEN KLAASSEN	n/a	OMAHA, NE \| PACE, FL	3	23	1	no
GARY FORREST THOMAS	Certified Financial Planner	San Rafael, CA \| PACE, FL	2	37	2	no
MOHAMMED SULTAN GHOURI	n/a	PACE, FL \| Syosset, NY	2	13	2	no
Thavaselan Subramaniam	Chartered Financial Consultant	PACE, FL \| Tulsa, OK	2	37	4	no
SHANE MARK SCOTT	n/a	Lewes, DE	2	18	2	no
Ryan Michael Filiaggi	n/a	PACE, FL \| Lewes, DE	2	18	5	no
LEONARD PETER HAYDUCHOK	Certified Financial Planner	Hamilton, NJ \| Rehoboth Beach, DE	2	19	3	no
JOHN JOSEPH KOSTIC	Certified Financial Planner	Newport Beach, CA \| PACE, FL	0	36	6	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DARDIS, MICHAEL, ANTHONY	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 8, 2024	Dec 11, 2024
NOBLE ALPHA, LLC	Owner	E	yes	07/2021	Oct 6, 2023	Dec 11, 2024
TANG, ANDREW	Owner	E	yes	07/2021	Oct 6, 2023	Dec 11, 2024
TANG, ANDREW	CIO, CEO	Na	yes	07/2021	Oct 6, 2023	Dec 11, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Hamilton	Nj	United States	3	no
SAN RAFAEL	CA	United States	2	no
Jericho	NY	United States	1	no
Tulsa	Ok	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$230M	$225M	12	8	6	n/a	n/a
2024	Mar 31, 2025	$171M	$171M	12	8	6	n/a	n/a
2023	Mar 8, 2024	$116M	$115M	8	4	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	7	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$230M	$171M	34.2%	n/a	n/a	12	12	6	6

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SGL FINANCIAL, LLC	2	Aug 5, 2024	Jul 31, 2024	LEWES, DE	Team lift out	RIA to RIA	15.4%
CLARAPHI ADVISORY NETWORK, LLC	3	Dec 12, 2023	Nov 13, 2023	ALISO VIEJO, CA	Team lift out	RIA to RIA	42.9%

Relationships

Registered with (10)

← JOHN JOSEPH KOSTICAdvisorregistration: current employment
Jun 12, 2026 to presentfactForm ADV
← LEONARD PETER HAYDUCHOKAdvisorregistration: current employment
Aug 19, 2024 to presentfactForm ADV
← Ryan Michael FiliaggiAdvisorregistration: current employment
Jul 31, 2024 to presentfactForm ADV
← SHANE MARK SCOTTAdvisorregistration: current employment
Jul 25, 2024 to presentfactForm ADV
← Thavaselan SubramaniamAdvisorregistration: current employment
Nov 13, 2023 to presentfactForm ADV
← GARY FORREST THOMASAdvisorregistration: current employment
Nov 10, 2023 to presentfactForm ADV
← MOHAMMED SULTAN GHOURIAdvisorregistration: current employment
Nov 10, 2023 to presentfactForm ADV
← SCOTT ALLEN KLAASSENAdvisorregistration: current employment
Mar 17, 2023 to presentfactForm ADV
← ANDREW TANGAdvisorregistration: current employment
May 4, 2021 to presentfactForm ADV
← KENNETH MICHAEL ACKERMANAdvisorregistration: previous registration
Jan 27, 2016 to Sep 5, 2017factForm ADV

Controls (3)

← TANG, ANDREWOwnerOWNER, ownership code E, individual
Oct 6, 2023 to Dec 11, 2024factForm ADV
← DARDIS, MICHAEL, ANTHONYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 8, 2024 to Dec 11, 2024factForm ADV
← NOBLE ALPHA, LLCOwnerOWNER, ownership code E, domestic entity
Oct 6, 2023 to Dec 11, 2024factForm ADV

Moved with (2)

← SGL FINANCIAL, LLCRegistered adviser2 advisors, team lift out, same day
Aug 5, 2024 to Jul 31, 2024factForm ADV
← CLARAPHI ADVISORY NETWORK, LLCRegistered adviser3 advisors, team lift out, same day
Dec 12, 2023 to Nov 13, 2023factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 5, 2024
Team lift-out
2 advisors left Sgl Financial, LLC (Lewes, DE) for Turner Financial Group, Inc. on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Mar 8, 2024
Control person joined
Anthony Michael Dardis (Chief Compliance Officer) appeared on Schedule A of Turner Financial Group, Inc.
Form ADVobserved 5 days ago
Occurred
Dec 12, 2023
Team lift-out
3 advisors left Claraphi Advisory Network, LLC (Aliso Viejo, CA) for Turner Financial Group, Inc. on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Oct 6, 2023
First Form ADV filing
Turner Financial Group, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 18, 2026
date not stated
Ryan Michael Filiaggi no longer holds an investment adviser registration (last listed at Turner Financial Group, Inc. on the 2026-09-17 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e66fda3-a4c7-970b-8c06-6e3fabd9fbc9
First observed: Oct 6, 2023
Last observed: Jun 11, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TURNER FINANCIAL GROUP, INC.

CRD 134204

PACE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e66fda3-a4c7-970b-8c06-6e3fabd9fbc9

Data as of Jun 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANDREW TANG

n/a

PACE, FL | Northvale, NJ

SCOTT ALLEN KLAASSEN

n/a

OMAHA, NE | PACE, FL

GARY FORREST THOMAS

Certified Financial Planner

San Rafael, CA | PACE, FL

MOHAMMED SULTAN GHOURI

n/a

PACE, FL | Syosset, NY

Thavaselan Subramaniam

Chartered Financial Consultant

PACE, FL | Tulsa, OK

SHANE MARK SCOTT

n/a

Lewes, DE

Ryan Michael Filiaggi

n/a

PACE, FL | Lewes, DE

LEONARD PETER HAYDUCHOK

Certified Financial Planner

Hamilton, NJ | Rehoboth Beach, DE

JOHN JOSEPH KOSTIC

Certified Financial Planner

Newport Beach, CA | PACE, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DARDIS, MICHAEL, ANTHONY

CHIEF COMPLIANCE OFFICER

yes

03/2024

Mar 8, 2024

Dec 11, 2024

NOBLE ALPHA, LLC

Owner

yes

07/2021

Oct 6, 2023

Dec 11, 2024

TANG, ANDREW

Owner

yes

07/2021

Oct 6, 2023

Dec 11, 2024

TANG, ANDREW

CIO, CEO

yes

07/2021

Oct 6, 2023

Dec 11, 2024

City

State

Country

Employees

Also broker-dealer

Hamilton

United States

SAN RAFAEL

United States

Jericho

United States

Tulsa

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$230M

$225M

n/a

2024

Mar 31, 2025

$171M

n/a

2023

Mar 8, 2024

$116M

$115M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$230M

$171M

34.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SGL FINANCIAL, LLC

Aug 5, 2024

Jul 31, 2024

LEWES, DE

Team lift out

RIA to RIA

15.4%

CLARAPHI ADVISORY NETWORK, LLC

Dec 12, 2023

Nov 13, 2023

ALISO VIEJO, CA

Team lift out

RIA to RIA

42.9%