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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Jennifer Dorfman

Advisor at DAWSON JAMES ASSET MANAGEMENT, INC.

BOCA RATON, FL

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Search this name across graphsid dfx:ria:eaddd2d4-e219-33fb-7f2b-7c0f88b00063

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Dec 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DAWSON JAMES ASSET MANAGEMENT, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 22, 1999
First registration: Dec 16, 2008
Dual registered: yes, broker-dealer
Other names: JENNIFER MICHELLE KOWITT|JEN KOWITT|JENNIFER KOWITT|JENNIFER MICHELLE DORFMAN|JENNIFER M DORFMAN
IAPD individual key: 3009328

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DAWSON JAMES ASSET MANAGEMENT, INC.	State registered	Aug 28, 2025	n/a	yes	BOCA RATON, FL	Current employment
KOVACK ADVISORS, INC.	Bd affiliated wealth	May 15, 2024	May 9, 2025	no	Fort Lauderdale, FL\|FT. LAUDERDALE, FL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 2, 2023	May 10, 2024	no	FT LAUDERDALE, FL\|Parkland, FL	Previous registration
NFSG CORPORATION	Bd affiliated wealth	Apr 30, 2019	Mar 15, 2023	no	BOCA RATON, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 21, 2014	Aug 26, 2015	no	Ft Lauderdale, FL	Previous registration
FUSION ANALYTICS INVESTMENT PARTNERS LLC	Former SEC adviser	May 17, 2012	Apr 16, 2019	no	CORAL SPRINGS, FL	Previous registration
FUSION ANALYTICS INVESTMENT PARTNERS LLC	Former SEC adviser	May 17, 2012	Dec 31, 2016	no	CORAL SPRINGS, FL	Previous registration
ASSET & FINANCIAL PLANNING, LTD	Former SEC adviser	Jun 29, 2009	Aug 29, 2013	no	CORAL SPRINGS, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 16, 2008	Jun 3, 2009	no	PLANTATION, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KOVACK ADVISORS, INC.	DAWSON JAMES ASSET MANAGEMENT, INC.	May 9, 2025	Aug 28, 2025	111	Firm change	Ibd to state RIA
MML INVESTORS SERVICES, LLC	KOVACK ADVISORS, INC.	May 10, 2024	May 15, 2024	5	Firm change	Ibd to ibd
NFSG CORPORATION	MML INVESTORS SERVICES, LLC	Mar 15, 2023	Jun 2, 2023	79	Firm change	Ibd to ibd
FUSION ANALYTICS INVESTMENT PARTNERS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 16, 2019	Nov 21, 2014	-1,607	Firm change after gap	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	NFSG CORPORATION	Aug 26, 2015	Apr 30, 2019	1,343	Firm change after gap	Ibd to ibd
ASSET & FINANCIAL PLANNING, LTD	FUSION ANALYTICS INVESTMENT PARTNERS LLC	Aug 29, 2013	May 17, 2012	-469	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ASSET & FINANCIAL PLANNING, LTD	Jun 3, 2009	Jun 29, 2009	26	Firm change	Other

Relationships

Registered with (8)

→ DAWSON JAMES ASSET MANAGEMENT, INC.Registered adviserregistration: current employment
Aug 28, 2025 to presentfactForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
May 15, 2024 to May 9, 2025factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jun 2, 2023 to May 10, 2024factForm ADV
→ NFSG CORPORATIONRegistered adviserregistration: previous registration
Apr 30, 2019 to Mar 15, 2023factForm ADV
→ FUSION ANALYTICS INVESTMENT PARTNERS LLCRegistered adviserregistration: previous registration
May 17, 2012 to Apr 16, 2019factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 21, 2014 to Aug 26, 2015factForm ADV
→ ASSET & FINANCIAL PLANNING, LTDRegistered adviserregistration: previous registration
Jun 29, 2009 to Aug 29, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 16, 2008 to Jun 3, 2009factForm ADV

Dated events

Occurred
May 9, 2025
Advisor changed firm
Jennifer Dorfman left Kovack Advisors, Inc. for Dawson James Asset Management, Inc. (registered 2025-08-28)
Form ADVobserved 5 days ago
Occurred
May 10, 2024
Advisor changed firm
Jennifer Dorfman left Mml Investors Services, Llc for Kovack Advisors, Inc. (registered 2024-05-15)
Form ADVobserved 5 days ago
Occurred
Mar 15, 2023
Advisor changed firm
Jennifer Dorfman left Nfsg Corporation for Mml Investors Services, Llc (registered 2023-06-02)
Form ADVobserved 5 days ago