DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)33 years in industrynot currently registered

Jodi Thompson Rolland

Advisor at U.S. BANCORP ADVISORS, LLC

Dallas, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:862e1f26-59be-94b1-058a-41093a5b1e75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jun 21, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 17, 1993
First registration: Jun 21, 2001
Dual registered: yes, broker-dealer
Other names: Jodi L Thompson|Jodi Lynn Castle|Jodi Rolland|Jodi T Rolland
IAPD individual key: 2290884

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Sep 23, 2025	n/a	yes	Dallas, TX	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Feb 19, 2026	Feb 20, 2026	no	Dallas, TX\|Southlake, TX	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Sep 23, 2025	Feb 13, 2026	no	Dallas, TX\|Saint Paul, MN\|Dallas, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 31, 2019	Jan 16, 2024	no	DENVER, CO\|Plano, TX\|Plano, TX\|Plano, TX\|New York, NY\|PLANO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 21, 2001	Dec 18, 2018	no	GREENWOOD VILLAGE, CO\|DENVER, CO\|NEW YORK, NY\|NEW YORK, NY\|GREENWOOD VILLAGE, CO\|ENGLEWOOD, CO\|NEWPORT BEACH, CA\|DENVER, CO\|WEST DES MOINES, IA\|OMAHA, NE\|SIOUX FALLS, SD\|ALEXANDRIA, MN\|WAYZATA, MN\|LITTLE ROCK, AR\|KANSAS CITY, MO\|LEAWOOD, KS\|TULSA, OK\|CASPER, WY\|NEWPORT BEACH, CA\|DENVER, CO\|GREENWOOD VILLAGE, CO\|CHICAGO, IL\|DALLAS, TX\|DENVER, CO\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	n/a	Feb 20, 2026	n/a	n/a	Departure no registered destination	Departure
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Sep 23, 2025	-143	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	U.S. BANCORP INVESTMENTS, INC.	Jan 16, 2024	Sep 23, 2025	616	Firm change after gap	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Dec 18, 2018	Jan 31, 2019	44	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Sep 23, 2025 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 19, 2026 to Feb 20, 2026factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 31, 2019 to Jan 16, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 21, 2001 to Dec 18, 2018factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 20, 2026
Advisor departed, no destination yet
Jodi Thompson Rolland no longer registered at U.S. Bancorp Investments, Inc.; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Jan 16, 2024
Advisor changed firm
Jodi Thompson Rolland left J.P. Morgan Securities Llc for U.S. Bancorp Investments, Inc. (registered 2025-09-23)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 16, 2026
date not stated
Jodi Thompson Rolland no longer holds an investment adviser registration (last listed at U.S. Bancorp Advisors, Llc on the 2026-09-15 feed)