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Registered advisor
J••• T••••••• R••••••
Feed of 09/14/2026
Also filed as J••• L T•••••••
At current firm
0 y
since Sep 23, 2025
In the industry
33 y
since Mar 1, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Sep 23, 2025 · Dallas, Tx
- U••• B•••••• I••••••••• I••• formerFeb 19, 2026 to Feb 20, 2026 · Dallas, Tx
- U••• B•••••• I••••••••• I••• formerSep 23, 2025 to Feb 13, 2026 · Dallas, Tx
- J••• M••••• S••••••••• L•• wirehouseJan 31, 2019 to Jan 16, 2024 · Denver, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 21, 2001 to Dec 18, 2018 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to no registered destinationleft Feb 20, 2026 · Departure, no registered destination
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Sep 23, 2025 (-143 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to U••• B•••••• I••••••••• I•••left Jan 16, 2024, registered Sep 23, 2025 (616 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Dec 18, 2018, registered Jan 31, 2019 (44 days) · Wirehouse to wirehouse
Signals
- J••• T••••••• R•••••• no longer holds an investment adviser registration (last listed at U••• B•••••• A•••••••• L•• on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- J••• T••••••• R•••••• no longer registered at U••• B•••••• I••••••••• I•••; no later IA registration on IAPDFeb 20, 2026 · Advisor departure · fact
- J••• T••••••• R•••••• left J••• M••••• S••••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2025-09-23)Jan 16, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address