DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
KENTWOOD, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 21, 2021 | n/a | yes | KENTWOOD, MI | Current employment |
| W•••••• • R••• | Former SEC adviser | Feb 15, 2013 | Jul 21, 2021 | no | GRAND RAPIDS, MI|HAMDEN, CT|KENTWOOD, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• • R••• | L•• F•••••••• L•• | Jul 21, 2021 | Jul 21, 2021 | 0 | Bulk transfer | Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W•••••• • R••• | Feb 19, 2013 | Feb 15, 2013 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 30, 2008 | Feb 19, 2013 | no | GRAND RAPIDS|NEW YORK, NY|GRAND RAPIDS, MI | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Feb 24, 2005 | Jun 20, 2008 | no | COMSTOCK PARK, MI|BYRON CENTER, MI|WYOMING, MI|BYRON CENTER, MI|GRAND RAPIDS, MI|HASTINGS, MI | Previous registration |
| B••• O•• S••••••••• C••••••••• | n/a | Dec 12, 2003 | Dec 17, 2004 | no | GRAND RAPIDS, MI | Previous registration |
| -4 |
| Firm change |
| Other |
| F•••• T•••• S••••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jun 20, 2008 | Jun 30, 2008 | 10 | Firm change | Other |
| B••• O•• S••••••••• C••••••••• | F•••• T•••• S••••••••• I••• | Dec 17, 2004 | Feb 24, 2005 | 69 | Firm change | Other |