L••• A••• D•••

• L•• F•••••••• L•• BD affiliated current
  since Jul 21, 2021 · Kentwood, Mi
• W•••••• • R••• former
  Feb 15, 2013 to Jul 21, 2021 · Grand Rapids, Mi
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jun 30, 2008 to Feb 19, 2013 · Grand Rapids
• F•••• T•••• S••••••••• I••• BD affiliated
  Feb 24, 2005 to Jun 20, 2008 · Comstock Park, Mi
• B••• O•• S••••••••• C••••••••• unclassified
  Dec 12, 2003 to Dec 17, 2004 · Grand Rapids, Mi

• W•••••• • R••• to L•• F•••••••• L••
  left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• • R•••
  left Feb 19, 2013, registered Feb 15, 2013 (-4 days) · Other
• F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jun 20, 2008, registered Jun 30, 2008 (10 days) · Other
• B••• O•• S••••••••• C••••••••• to F•••• T•••• S••••••••• I•••
  left Dec 17, 2004, registered Feb 24, 2005 (69 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address