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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Robert Tudda

Advisor at LPL FINANCIAL LLC

HEWLETT, NY | BROOKLYN, NY | ROCKAWAY PARK, NY | HOWARD BEACH, NY

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Search this name across graphsid dfx:ria:863e2c38-4cbe-ffc1-f5e6-254f4131dea2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 28, 1996
First registration: Aug 17, 2006
Dual registered: yes, broker-dealer
Other names: ROBERT SILVIO TUDDA
IAPD individual key: 2366713

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 29, 2024	n/a	yes	BROOKLYN, NY\|HOWARD BEACH, NY\|HOWARD BEACH, NY\|BROOKLYN, NY\|ROCKAWAY PARK, NY\|HEWLETT, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	Aug 1, 2024	no	Jericho, NY	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 14, 2020	Jan 19, 2024	no	Jericho, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 15, 2017	Apr 12, 2019	no	GARDEN CITY, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 1, 2016	Oct 26, 2017	no	KEW GARDENS, NY	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 1, 2016	Jul 14, 2016	no	Astoria, NY\|Whitestone, NY\|NAPA, CA	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Feb 24, 2015	Jul 1, 2016	no	Whitestone, NY\|WHITESTONE, NY\|NAPA, CA\|Astoria, NY	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 3, 2013	Mar 3, 2015	no	ELMSFORD, NY\|LYNBROOK, NY\|ELMSFORD, NY\|UNIONDALE, NY\|UNIONDALE, NY\|HAUPPAUGE, NY\|EAST HILLS, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 31, 2011	Jan 24, 2013	no	MELVILLE, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 17, 2006	Aug 23, 2011	no	ROCKAWAY PARK, NY\|FOREST HILLS, NY\|MASPETH, NY\|S. VALLEY STREAM, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Aug 1, 2024	Jul 29, 2024	-3	Bulk transfer	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WOODBURY FINANCIAL SERVICES, INC.	Apr 12, 2019	Jul 14, 2020	459	Firm change after gap	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 26, 2017	Dec 15, 2017	50	Firm change	Wirehouse to wirehouse
OSAIC INSTITUTIONS, INC.	J.P. MORGAN SECURITIES LLC	Jul 14, 2016	Aug 1, 2016	18	Firm change	Other
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Jul 1, 2016	Jul 1, 2016	0	Bulk transfer	Other
MSI FINANCIAL SERVICES, INC.	ESSEX NATIONAL SECURITIES, INC.	Mar 3, 2015	Feb 24, 2015	-7	Firm change	Other
EQUITABLE ADVISORS, LLC	MSI FINANCIAL SERVICES, INC.	Jan 24, 2013	Apr 3, 2013	69	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	EQUITABLE ADVISORS, LLC	Aug 23, 2011	Aug 31, 2011	8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:7691:NY:2017-10-12	Oct 26, 2017	Dec 15, 2017	KEW GARDENS, NY	Firm change

Relationships

Registered with (10)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 29, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 19, 2024 to Aug 1, 2024factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 14, 2020 to Jan 19, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 15, 2017 to Apr 12, 2019factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 1, 2016 to Oct 26, 2017factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jul 1, 2016 to Jul 14, 2016factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Feb 24, 2015 to Jul 1, 2016factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 3, 2013 to Mar 3, 2015factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 31, 2011 to Jan 24, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 17, 2006 to Aug 23, 2011factForm ADV

Dated events

No dated event names this entity yet.