DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Robert Silvio Tudda
At current firm
2 y
since Jul 29, 2024
In the industry
29 y
since Oct 28, 1996 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 29, 2024 · Brooklyn, Ny
- Osaic Wealth, Inc. BD affiliatedJan 19, 2024 to Aug 1, 2024 · Jericho, Ny
- Woodbury Financial Services, Inc. formerJul 14, 2020 to Jan 19, 2024 · Jericho, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 15, 2017 to Apr 12, 2019 · Garden City, Ny
- J.P. Morgan Securities LLC wirehouseAug 1, 2016 to Oct 26, 2017 · Kew Gardens, Ny
- Osaic Institutions, Inc. BD affiliatedJul 1, 2016 to Jul 14, 2016 · Astoria, Ny
- Essex National Securities, Inc. formerFeb 24, 2015 to Jul 1, 2016 · Whitestone, Ny
- Msi Financial Services, Inc. formerApr 3, 2013 to Mar 3, 2015 · Elmsford, Ny
- Equitable Advisors, LLC national BDAug 31, 2011 to Jan 24, 2013 · Melville, Ny
- Chase Investment Services Corp. formerAug 17, 2006 to Aug 23, 2011 · Rockaway Park, Ny
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to LPL Financial LLCleft Aug 1, 2024, registered Jul 29, 2024 (-3 days) · corporate re-registration, not a move
- Woodbury Financial Services, Inc. to Osaic Wealth, Inc.left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Woodbury Financial Services, Inc.left Apr 12, 2019, registered Jul 14, 2020 (459 days) · Wirehouse to affiliated broker-dealer or bank
- J.P. Morgan Securities LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 26, 2017, registered Dec 15, 2017 (50 days) · Wirehouse to wirehouse · moved with a team
- Osaic Institutions, Inc. to J.P. Morgan Securities LLCleft Jul 14, 2016, registered Aug 1, 2016 (18 days) · Other
- Essex National Securities, Inc. to Osaic Institutions, Inc.left Jul 1, 2016, registered Jul 1, 2016 (0 days) · corporate re-registration, not a move
- Msi Financial Services, Inc. to Essex National Securities, Inc.left Mar 3, 2015, registered Feb 24, 2015 (-7 days) · Other
- Equitable Advisors, LLC to Msi Financial Services, Inc.left Jan 24, 2013, registered Apr 3, 2013 (69 days) · Other
- Chase Investment Services Corp. to Equitable Advisors, LLCleft Aug 23, 2011, registered Aug 31, 2011 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address