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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

JEFFREY MICHAEL WHITE

Advisor at OSAIC INSTITUTIONS, INC.

Asheville, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 12, 1995
First registration: Apr 3, 2002
Dual registered: yes, broker-dealer
Other names: JEFF MICHAEL WHITE
IAPD individual key: 2139762

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jun 30, 2017	n/a	yes	Asheville, NC\|Asheville, NC	Current employment
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Sep 2, 2015	May 30, 2017	no	RALEIGH, NC\|Black Mountain, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 29, 2013	Sep 16, 2013	no	Charlotte, NC\|ASHEVILLE, NC	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 31, 2006	Sep 21, 2012	no	ASHEVILLE, NC\|SHELBY, NC\|CHARLOTTE, NC\|FOREST CITY, NC\|SHELBY, NC	Previous registration
WADDELL & REED	Former SEC adviser	Jan 3, 2006	Feb 13, 2006	no	BEDFORD, NH	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Apr 3, 2002	Jan 10, 2005	no	KEENE, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST CITIZENS INVESTOR SERVICES, INC.	OSAIC INSTITUTIONS, INC.	May 30, 2017	Jun 30, 2017	31	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	FIRST CITIZENS INVESTOR SERVICES, INC.	Sep 16, 2013	Sep 2, 2015	716	Firm change after gap	Other
BB&T INVESTMENT SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 21, 2012	Apr 29, 2013	220	Firm change	Other
WADDELL & REED	BB&T INVESTMENT SERVICES, INC.	Feb 13, 2006	Oct 31, 2006	260	Firm change	Other
CETERA INVESTMENT SERVICES LLC	WADDELL & REED	Jan 10, 2005	Jan 3, 2006	358	Firm change	Other

Relationships

Registered with (6)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Jun 30, 2017 to presentfactForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Sep 2, 2015 to May 30, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 29, 2013 to Sep 16, 2013factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 31, 2006 to Sep 21, 2012factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 3, 2006 to Feb 13, 2006factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Apr 3, 2002 to Jan 10, 2005factForm ADV

Dated events

No dated event names this entity yet.