DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SEASONS OF ADVICE WEALTH MANAGEMENT
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEASONS OF ADVICE WEALTH MANAGEMENT | Independent wealth | Nov 3, 2020 | n/a | yes | New York, NY | Current employment |
| SEASONS OF ADVICE WEALTH MANAGEMENT, LLC | Former SEC adviser | Dec 21, 2018 | Nov 2, 2020 | no | New York, NY | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 30, 2013 | Jan 18, 2017 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SEASONS OF ADVICE WEALTH MANAGEMENT, LLC | SEASONS OF ADVICE WEALTH MANAGEMENT | Nov 2, 2020 | Nov 3, 2020 | 1 | Channel change | RIA to new firm |
| AMERIPRISE FINANCIAL SERVICES, LLC | SEASONS OF ADVICE WEALTH MANAGEMENT, LLC | Jan 18, 2017 | Dec 21, 2018 | 702 | Firm change after gap | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 285925:310448:NY:2020-11-02 | Nov 2, 2020 | Nov 3, 2020 | NEW YORK, NY | Firm change |
| 6363:285925:NY:2017-01-09 | Jan 18, 2017 | Dec 21, 2018 | NEW YORK, NY | Firm change after gap |