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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PINNACLE CAPITAL MANAGEMENT, LLC

CRD 141661

EAST SYRACUSE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86485fcf-bf63-47a7-b3c7-4c43e792a3c2

Data as of Apr 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Apr 3, 2012 to Apr 2, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.68 fund_share=0.1 institutional_share=0.01 related_bd=true related_bank=false bd_reps=6.0
Regulatory AUM: $300MItem 5.F on the latest filing (2026-04-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $241M
Private client RAUM: $204MderivedItem 5.D individuals plus high net worth individuals
Private client share: 68%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 538
Individual clients: 445
High net worth clients: 41
Custody, client assets: $206M
SEC number: 801-67143
CRD: 141661
Filings on the tape: 24
First filed: Apr 3, 2012
Latest filed: Apr 2, 2026
Organised: Limited Liability Company, DE
Website: cpcfs.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NEW YORK SERVICE AWARD FUND, EXCLUSIVE LP	Hedge Fund	$6.5M	Apr 3, 2023	23	Apr 1, 2016	reported	n/a
PINNACLE AGGRESSIVE GROWTH GLOBAL/EXTENDED FUND	Hedge Fund	$4.9M	Jul 2, 2020	16	Apr 3, 2013	dropped	021-181510

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FAUER, STEPHEN, JULIUS	CHIEF INVESTMENT OFFICER	Na	yes	10/2008	Apr 3, 2012	Apr 3, 2024
FKAPI, INC.	Member	E	yes	08/2006	Apr 3, 2012	Apr 3, 2024
KIDD, GREGG, ANTHONY	Owner	C	yes	08/2006	Oct 15, 2013	Apr 3, 2024
MCCLELLAND, KEVIN RYAN	CHIEF COMPLIANCE OFFICER	Na	yes	03/2013	Nov 4, 2022	Apr 3, 2024
PINNACLE HOLDING COMPANY, LLC	Owner	E	yes	06/2006	Apr 3, 2012	Apr 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PINNACLE INVESTMENTS, LLC	n/a	Bd affiliated wealth	$1.3B	Y	yes	n/a
CONFIDENTIAL PLANNING I, LLC	n/a	Former SEC adviser	$53.8M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 2, 2026	$300M	$241M	7	7	0	n/a	n/a
2024	Apr 1, 2025	$264M	$208M	6	6	0	n/a	n/a
2023	Apr 3, 2024	$254M	$200M	5	5	0	n/a	n/a
2022	Apr 3, 2023	$230M	$183M	6	5	0	1	$6.5M
2021	Apr 1, 2022	$206M	$206M	3	2	1	1	$6.5M
2020	Apr 5, 2021	$158M	$158M	3	2	1	1	$6.1M
2019	May 4, 2020	$127M	$127M	6	3	2	2	$11.1M
2018	Apr 4, 2019	$138M	$138M	6	3	2	2	$15.8M
2017	Jul 26, 2018	$145M	$145M	7	3	2	2	$15.8M
2016	Mar 8, 2017	$133M	$133M	8	3	n/a	2	$15.6M
2015	Apr 1, 2016	$108M	$108M	7	2	n/a	2	$13.5M
2014	Apr 6, 2015	$108M	$108M	5	2	n/a	1	$10.1M
2013	Mar 31, 2014	$102M	$102M	5	2	n/a	1	$8.4M
2012	Apr 3, 2013	$75.0M	$75.0M	5	3	n/a	1	$6.0M
2011	Apr 3, 2012	$132M	$70.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$300M	$264M	14.0%	$230M	9.4%	7	6	0	0

Relationships

Affiliated with (4)

← PINNACLE INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PINNACLE INVESTMENTS, LLCRegistered adviserother investment adviser, broker-dealer, control, common control
factForm ADV
→ CONFIDENTIAL PLANNING I, LLCRegistered adviserother investment adviser, common control
factForm ADV
← PINNACLE ADVISORS LLCRegistered adviserother investment adviser
factForm ADV

Advises (2)

→ NEW YORK SERVICE AWARD FUND, EXCLUSIVE LPPrivate fundHedge Fund, IA
Apr 1, 2016 to presentfactForm ADV
→ PINNACLE AGGRESSIVE GROWTH GLOBAL/EXTENDED FUNDPrivate fundHedge Fund, IA, no longer reported
Apr 3, 2013 to Jul 2, 2020factForm ADV

Controls (5)

← FAUER, STEPHEN, JULIUSOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Apr 3, 2012 to Apr 3, 2024factForm ADV
← KIDD, GREGG, ANTHONYOwnerOWNER, ownership code C, individual
Oct 15, 2013 to Apr 3, 2024factForm ADV
← FKAPI, INC.OwnerMEMBER, ownership code E, domestic entity
Apr 3, 2012 to Apr 3, 2024factForm ADV
← MCCLELLAND, KEVIN RYANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 4, 2022 to Apr 3, 2024factForm ADV
← PINNACLE HOLDING COMPANY, LLCOwnerOWNER, ownership code E, domestic entity
Apr 3, 2012 to Apr 3, 2024factForm ADV

Dated events

Occurred
Apr 3, 2023
Succession filed (Item 4)
Pinnacle Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Nov 4, 2022
Control person joined
Kevin Ryan Mcclelland (Chief Executive Officer) appeared on Schedule A of Pinnacle Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Nov 4, 2022
Control person left
Kevin Mcclelland (Chief Executive Officer) no longer on Schedule A of Pinnacle Capital Management, Llc (listed 2022-04-01, absent 2022-11-04)
Form ADVobserved 5 days ago
Occurred
Apr 1, 2022
Control person left
Joseph Masella (Chief Executive Officer) no longer on Schedule A of Pinnacle Capital Management, Llc (listed 2021-04-05, absent 2022-04-01)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86485fcf-bf63-47a7-b3c7-4c43e792a3c2
First observed: Apr 3, 2012
Last observed: Apr 2, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PINNACLE CAPITAL MANAGEMENT, LLC

CRD 141661

EAST SYRACUSE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86485fcf-bf63-47a7-b3c7-4c43e792a3c2

Data as of Apr 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:55 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NEW YORK SERVICE AWARD FUND, EXCLUSIVE LP

Hedge Fund

$6.5M

Apr 3, 2023

Apr 1, 2016

reported

n/a

PINNACLE AGGRESSIVE GROWTH GLOBAL/EXTENDED FUND

Hedge Fund

$4.9M

Jul 2, 2020

Apr 3, 2013

dropped

021-181510

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FAUER, STEPHEN, JULIUS

CHIEF INVESTMENT OFFICER

yes

10/2008

Apr 3, 2012

Apr 3, 2024

FKAPI, INC.

Member

yes

08/2006

Apr 3, 2012

Apr 3, 2024

KIDD, GREGG, ANTHONY

Owner

yes

08/2006

Oct 15, 2013

Apr 3, 2024

MCCLELLAND, KEVIN RYAN

CHIEF COMPLIANCE OFFICER

yes

03/2013

Nov 4, 2022

Apr 3, 2024

PINNACLE HOLDING COMPANY, LLC

Owner

yes

06/2006

Apr 3, 2012

Apr 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PINNACLE INVESTMENTS, LLC

n/a

Bd affiliated wealth

$1.3B

yes

n/a

CONFIDENTIAL PLANNING I, LLC

n/a

Former SEC adviser

$53.8M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 2, 2026

$300M

$241M

n/a

2024

Apr 1, 2025

$264M

$208M

n/a

2023

Apr 3, 2024

$254M

$200M

n/a

2022

Apr 3, 2023

$230M

$183M

$6.5M

2021

Apr 1, 2022

$206M

$6.5M

2020

Apr 5, 2021

$158M

$6.1M

2019

May 4, 2020

$127M

$11.1M

2018

Apr 4, 2019

$138M

$15.8M

2017

Jul 26, 2018

$145M

$15.8M

2016

Mar 8, 2017

$133M

n/a

$15.6M

2015

Apr 1, 2016

$108M

n/a

$13.5M

2014

Apr 6, 2015

$108M

n/a

$10.1M

2013

Mar 31, 2014

$102M

n/a

$8.4M

2012

Apr 3, 2013

$75.0M

n/a

$6.0M

2011

Apr 3, 2012

$132M

$70.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$300M

$264M

14.0%

$230M

9.4%