DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• C•••••• M••••••••• L••
Latest filing Apr 2, 2026
First filing on the tape Apr 3, 2012 · 24 filings
SEC status approved since Sep 14, 2006
RAUM
$300M
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
68%
$204M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$300M as of Apr 2, 2026
Apr 3, 2012$132M then
HNW client RAUM$65.5M as of Apr 2, 2026
Jul 26, 2018$21.8M then
State-registered IARs (5.B.3)6 as of Apr 2, 2026
Apr 3, 20131 then
Employees (5.A)7 as of Apr 2, 2026
Apr 3, 20135 then
Private funds1 as of Apr 3, 2023
Apr 3, 20131 then
RAUM +14% over the last fiscal year+9.4% a year over threeIARs 4 to 6
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $50.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 81derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $558,496derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, publications, educational seminars, otherreportedItem 5.G
- Custody
- $206M, 510 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$138M58%
- High-net-worth individuals$65.5M27%
- Investment companies$31.1M13%
- Charitable organizations$4.0M1.7%
- Corporations and businesses$1.5M0.6%
- Individual clients
- 445reported
- HNW clients
- 41reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 538reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $206M for 510 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.68 fund_share=0.1 institutional_share=0.01 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•• Y••• S•••••• A•••• F•••• E•••••••• L• | Hedge Fund | $6.5M | 23 | Apr 1, 2016 |
| P••••••• A••••••••• G••••• G••••••••• F•••no longer reported | Hedge Fund | $4.9M | 16 | Apr 3, 2013 |
Owners and control persons
Schedule A and B, latest filing
- F••••• S••••••• J••••• · Chief Investment Officercontrolsince 10/2008 · owns less than 5%
- M••••••••• K•••• R••• · Chief Compliance Officercontrolsince 03/2013 · owns less than 5%
- K•••• G••••• A•••••• · Ownercontrolsince 08/2006 · owns 25% to 50% of P••••••• H•••••• C••••••• L••
Entity owners
- P••••••• H•••••• C••••••• L•• · Ownerdirect · owns 75% or more
- F••••• I••• · Memberindirect · owns 75% or more of P••••••• H•••••• C••••••• L••
Related persons
Schedule D 7.A
- C••••••••• P••••••• I• L••investment advisernRAUM $53.8M
- P••••••• I••••••••• L••broker-dealerinvestment adviseryRAUM $1.3B
Advisers that list P••••••• C•••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 499 to 538Apr 1, 2025 to Apr 2, 2026
- Advisory employees · 6 to 7Apr 1, 2025 to Apr 2, 2026
- BD registered reps · 4 to 6Apr 1, 2025 to Apr 2, 2026
- Charity clients · unset to 5.0Apr 1, 2025 to Apr 2, 2026
- HNW clients · 28 to 41Apr 1, 2025 to Apr 2, 2026
- Assets in custody · $173M to $206MApr 1, 2025 to Apr 2, 2026
- Employees · 6 to 7Apr 1, 2025 to Apr 2, 2026
- Insurance-licensed employees · 4 to 6Apr 1, 2025 to Apr 2, 2026
- Financial planning clients · 0 to Apr 1, 2025 to Apr 2, 2026
- State-registered IARs · 4 to 6Apr 1, 2025 to Apr 2, 2026
- Discretionary RAUM · $208M to $241MApr 1, 2025 to Apr 2, 2026
- HNW RAUM · $46.3M to $65.5MApr 1, 2025 to Apr 2, 2026
- Individual RAUM · $127M to $138MApr 1, 2025 to Apr 2, 2026
- Non-discretionary RAUM · $55.3M to $59.9MApr 1, 2025 to Apr 2, 2026
- RAUM · $264M to $300MApr 1, 2025 to Apr 2, 2026
- Accounts · 490 to 499Apr 3, 2024 to Apr 1, 2025
- Advisory employees · 5 to 6Apr 3, 2024 to Apr 1, 2025
- BD registered reps · 3 to 4Apr 3, 2024 to Apr 1, 2025
- Charity clients · 7.0 to unsetApr 3, 2024 to Apr 1, 2025
- HNW clients · 25 to 28Apr 3, 2024 to Apr 1, 2025
- Individual clients · 435 to 445Apr 3, 2024 to Apr 1, 2025
- Assets in custody · $158M to $173MApr 3, 2024 to Apr 1, 2025
- Employees · 5 to 6Apr 3, 2024 to Apr 1, 2025
- Insurance-licensed employees · 3 to 4Apr 3, 2024 to Apr 1, 2025
- Financial planning clients · 0 to 0Apr 3, 2024 to Apr 1, 2025
- State-registered IARs · 3 to 4Apr 3, 2024 to Apr 1, 2025
- Discretionary RAUM · $200M to $208MApr 3, 2024 to Apr 1, 2025
- HNW RAUM · $37.0M to $46.3MApr 3, 2024 to Apr 1, 2025
- Individual RAUM · $123M to $127MApr 3, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $53.7M to $55.3MApr 3, 2024 to Apr 1, 2025
- Pension RAUM · 2548662.0 to unsetApr 3, 2024 to Apr 1, 2025
- RAUM · $254M to $264MApr 3, 2024 to Apr 1, 2025
- Accounts · 413 to 490Apr 3, 2023 to Apr 3, 2024
- Advisory activities · 7 to 6Apr 3, 2023 to Apr 3, 2024
- Charity clients · 6 to 7Apr 3, 2023 to Apr 3, 2024
- HNW clients · 22 to 25Apr 3, 2023 to Apr 3, 2024
- Individual clients · 364 to 435Apr 3, 2023 to Apr 3, 2024
- Pooled vehicle clients · 1 to 0Apr 3, 2023 to Apr 3, 2024
- Assets in custody · $145M to $158MApr 3, 2023 to Apr 3, 2024
- Employees · 6 to 5Apr 3, 2023 to Apr 3, 2024
Signals
4 dated events
- P••••••• C•••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 3, 2023 · Succession (Item 4) · fact
- Kevin Ryan Mcclelland (Chief Executive Officer) appeared on Schedule A of P••••••• C•••••• M••••••••• L••Nov 4, 2022 · Control person joined · fact
- Kevin Mcclelland (Chief Executive Officer) no longer on Schedule A of P••••••• C•••••• M••••••••• L•• (listed 2022-04-01, absent 2022-11-04)Nov 4, 2022 · Control person left · inference
- Joseph Masella (Chief Executive Officer) no longer on Schedule A of P••••••• C•••••• M••••••••• L•• (listed 2021-04-05, absent 2022-04-01)Apr 1, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 315-234-1016reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 315-251-0021reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 315-295-1529reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- cpcfs.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 315-234-9716reportedpublic record, Form ADV, Apr 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026