DFX Intelligence

J•••••• H•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner27 years in industry

J•••••• H•••••• F•••••

Advisor at P••••••

LENOIR CITY, TN | SHELTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Nov 16, 1999 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J•••••• H•••••• F•••••

Private equity principal · Key CRD individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••	Mixed wealth	Jun 13, 2017	n/a	yes	SHELTON, CT\|LENOIR CITY, TN	Current employment
P•••••• I••••••••• P•••••••• L••	Former SEC adviser	Apr 19, 2018	Dec 31, 2021	no	SHELTON, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• I••••••••• P•••••••• L••	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure
U•• F•••••••• S••••••• I•••	P••••••	Jun 13, 2017	Jun 13, 2017	0

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:288239:CT:2017-06-13	Jun 13, 2017	Jun 13, 2017	WILTON, CT	Firm change

Relationships

Registered with (4)

→ P••••••Registered adviserregistration: current employment
Jun 13, 2017 to presentfactForm ADV
→ P•••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Apr 19, 2018 to Dec 31, 2021factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 24, 2009 to Jun 13, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 16, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.