DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• W••••• M•••••••••
SAN DIEGO, CA | La Grange, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• W••••• M••••••••• | Independent wealth | Dec 24, 2025 | n/a | yes | La Grange, TX|SAN DIEGO, CA | Current employment |
| L•• O••• C•••••• A•••••••• L•• | Mixed wealth | Jan 26, 2024 | Jan 7, 2025 | no | FORT LAUDERDALE, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• O••• C•••••• A•••••••• L•• | I••••••••• W••••• M••••••••• | Jan 7, 2025 | Dec 24, 2025 | 351 | Firm change | RIA to RIA |
| K••••• A••••••• S•••••••• L•• | L•• O••• C•••••• A•••••••• L•• | Jul 18, 2023 | Jan 26, 2024 |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Jul 1, 2022 | Jul 18, 2023 | no | AUSTIN, TX|TIMONIUM, MD | Previous registration |
| C•• W•••••• L•• | Former SEC adviser | Nov 2, 2019 | Jun 17, 2022 | no | ROCKVILLE, MD | Previous registration |
| 192 |
| Firm change |
| Ibd to RIA |
| C•• W•••••• L•• | K••••• A••••••• S•••••••• L•• | Jun 17, 2022 | Jul 1, 2022 | 14 | Firm change | RIA to ibd |