DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• G•••• N•••••

I••••••••• W••••• M•••••••••independent RIASan Diego, Ca IA-onlyIAPD 6825108

Certified Financial Planner

Feed of 09/15/2026

Also filed as K••••••• Mamaril

At current firm

0 y

since Dec 24, 2025

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• W••••• M••••••••• independent RIA current
since Dec 24, 2025 · La Grange, Tx
L•• O••• C•••••• A•••••••• L•• mixed wealth
Jan 26, 2024 to Jan 7, 2025 · Fort Lauderdale, Fl
K••••• A••••••• S•••••••• L•• BD affiliated
Jul 1, 2022 to Jul 18, 2023 · Austin, Tx
C•• W•••••• L•• former
Nov 2, 2019 to Jun 17, 2022 · Rockville, Md

Moves

a registration end followed by a registration begin elsewhere

L•• O••• C•••••• A•••••••• L•• to I••••••••• W••••• M•••••••••
left Jan 7, 2025, registered Dec 24, 2025 (351 days) · RIA to RIA
K••••• A••••••• S•••••••• L•• to L•• O••• C•••••• A•••••••• L••
left Jul 18, 2023, registered Jan 26, 2024 (192 days) · Affiliated broker-dealer or bank to independent RIA
C•• W•••••• L•• to K••••• A••••••• S•••••••• L••
left Jun 17, 2022, registered Jul 1, 2022 (14 days) · RIA to affiliated broker-dealer or bank

Signals

K••••••• G•••• N••••• left L•• O••• C•••••• A•••••••• L•• for I••••••••• W••••• M••••••••• (registered 2025-12-24)
Jan 7, 2025 · Advisor changed firm · fact
K••••••• G•••• N••••• left K••••• A••••••• S•••••••• L•• for L•• O••• C•••••• A•••••••• L•• (registered 2024-01-26)
Jul 18, 2023 · Advisor changed firm · fact
K••••••• G•••• N••••• left C•• W•••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2022-07-01)
Jun 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address