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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

CALLAHAN FINANCIAL PLANNING

TS BANK, CRD 314571

TREYNOR, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:865bbb9f-d8c3-d2ab-4083-7013c4963ad8

Data as of Mar 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 16
On other graphs: 0
Observed: Apr 27, 2021 to Mar 31, 2025
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $86.3MItem 5.F on the latest filing (2025-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $83.6M
Private client RAUM: $86.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 320
Individual clients: 67
High net worth clients: 20
SEC number: 801-121322
CIK: 1889227
CRD: 314571
Filings on the tape: 15
First filed: Apr 27, 2021
Latest filed: Mar 31, 2025
Organised: Other (specify), IA
Website: callahanfp.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FORRISTALL, KEVIN, EDWIN	President	Na	yes	04/2021	Apr 27, 2021	Dec 7, 2024
GUTTAU-FOX, HEIDI, ANN	Trustee	D	yes	04/2021	Apr 27, 2021	Dec 7, 2024
GUTTAU, JOSH, MICHAEL	Trustee	D	yes	04/2021	Apr 27, 2021	Dec 7, 2024
HEIDI GUTTAU-FOX & JOSHUA GUTTAU IRREVOCABLE LIVING TRUST	Trust	E	yes	04/2021	Apr 27, 2021	Dec 7, 2024
MYERS, JAY, NELSEN	INVESTMENT/CHIEF COMPLIANCE OFFICER	Na	yes	04/2021	Apr 27, 2021	Dec 7, 2024
TREYNOR BANCSHARES, INC.	BANK HOLDING COMPANY	E	yes	04/2021	Apr 27, 2021	Dec 7, 2024
WERNER, BRETT, ALAN	CHIEF INVESTMENT OFFICER	Na	yes	04/2021	Apr 27, 2021	Dec 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COLLINS CONSULTING	n/a	n/a	n/a	N	yes	n/a
HEIDI A. GUTTAU	n/a	n/a	n/a	Y	no	n/a
SHIAWTIAN CHEN	n/a	n/a	n/a	N	no	n/a
TREYNOR BANCSHARES, INC.	n/a	n/a	n/a	Y	yes	n/a
TS CONTRARIAN BANCSHARES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Treynor	Ia	United States	2	no
COUNCIL BLUFFS	Ia	United States	1	no
Omaha	Ne	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 31, 2025	$86.3M	$83.6M	3	3	4	n/a	n/a
2023	Mar 30, 2024	$248M	$246M	9	6	9	n/a	n/a
2022	Mar 30, 2023	$223M	$221M	15	9	17	n/a	n/a
2021	Mar 25, 2022	$249M	$246M	15	9	24	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$86.3M	$248M	-65.3%	$249M	-29.7%	3	9	4	9

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CALLAHAN FINANCIAL PLANNING COMPANY	2	Jun 9, 2021	Jun 11, 2021	BURLINGAME, CA	Channel change	RIA to new firm	50.0%

Relationships

Registered with (6)

← LOGAN WESLEY SANDERSAdvisorregistration: previous registration
May 5, 2022 to Feb 1, 2025factForm ADV
← Scott Robert LeiseAdvisorregistration: previous registration
Jun 11, 2021 to Feb 1, 2025factForm ADV
← Tu Thien NguyenAdvisorregistration: previous registration
Oct 17, 2022 to Jun 28, 2024factForm ADV
← ALLISON NICOLE CERVENAdvisorregistration: previous registration
Jun 9, 2021 to Jan 25, 2024factForm ADV
← REUBEN JOSEPH BRAUERAdvisorregistration: previous registration
Jun 9, 2021 to Jan 2, 2024factForm ADV
← James Nicholas BoeseAdvisorregistration: previous registration
Jun 11, 2021 to Oct 16, 2023factForm ADV

Controls (7)

← MYERS, JAY, NELSENOwnerINVESTMENT/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 27, 2021 to Dec 7, 2024factForm ADV
← WERNER, BRETT, ALANOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Apr 27, 2021 to Dec 7, 2024factForm ADV
← GUTTAU, JOSH, MICHAELOwnerTRUSTEE, ownership code D, individual
Apr 27, 2021 to Dec 7, 2024factForm ADV
← GUTTAU-FOX, HEIDI, ANNOwnerTRUSTEE, ownership code D, individual
Apr 27, 2021 to Dec 7, 2024factForm ADV
← FORRISTALL, KEVIN, EDWINOwnerPRESIDENT, ownership code NA, individual
Apr 27, 2021 to Dec 7, 2024factForm ADV
← HEIDI GUTTAU-FOX & JOSHUA GUTTAU IRREVOCABLE LIVING TRUSTOwnerTRUST, ownership code E, domestic entity
Apr 27, 2021 to Dec 7, 2024factForm ADV
← TREYNOR BANCSHARES, INC.OwnerBANK HOLDING COMPANY, ownership code E, domestic entity
Apr 27, 2021 to Dec 7, 2024factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 1, 2025
Left the SEC roster
Callahan Financial Planning no longer on the SEC adviser roster (last listed 2025-06-02, RAUM $86.3M)
Form ADVobserved 6 days ago
$86.3M
Occurred
Feb 1, 2025
Advisor changed firm
Logan Wesley Sanders left Callahan Financial Planning for Sanders Retirement Planning Llc (registered 2024-12-03)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2025
Advisor changed firm
Scott Robert Leise left Callahan Financial Planning for Sanders Retirement Planning Llc (registered 2024-12-03)
Form ADVobserved 6 days ago
Occurred
Oct 8, 2024
Regulatory AUM changed
Callahan Financial Planning reported RAUM $100.4M, down 60% from $248.3M (2024-03-30 to 2024-10-08)
Form ADVobserved 6 days ago
$-148M
Occurred
Jun 28, 2024
Advisor changed firm
Tu Thien Nguyen left Callahan Financial Planning for Dae Wealth Management (registered 2025-04-16)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2024
Control person left
J Reuben Brauer (Director) no longer on Schedule A of Callahan Financial Planning (listed 2023-04-27, absent 2024-02-01)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2024
Control person left
Nicole Allison Cerven (Operations Officer) no longer on Schedule A of Callahan Financial Planning (listed 2023-04-27, absent 2024-02-01)
Form ADVobserved 6 days ago
Occurred
Jan 25, 2024
Advisor changed firm
Allison Nicole Cerven left Callahan Financial Planning for Cornerstone Financial Group,Llc (registered 2024-02-06)
Form ADVobserved 6 days ago
Occurred
Jan 2, 2024
Advisor changed firm
Reuben Joseph Brauer left Callahan Financial Planning for Cornerstone Financial Group,Llc (registered 2024-02-04)
Form ADVobserved 6 days ago
Occurred
Oct 16, 2023
Advisor changed firm
James Nicholas Boese left Callahan Financial Planning for Mariner (registered 2023-11-28)
Form ADVobserved 6 days ago
Occurred
Feb 7, 2022
Control person left
Alan William Callahan (President) no longer on Schedule A of Callahan Financial Planning (listed 2021-07-20, absent 2022-02-07)
Form ADVobserved 6 days ago
Occurred
Apr 27, 2021
Succession filed (Item 4)
Callahan Financial Planning reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Apr 27, 2021
First Form ADV filing
Callahan Financial Planning filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 3 bookkeeping events

Occurred
Mar 30, 2024
Callahan Financial Planning reported 9 offices beyond its principal office, down from 17 (2024-02-01 to 2024-03-30)
Occurred
Mar 30, 2023
Callahan Financial Planning reported 17 offices beyond its principal office, down from 24 (2022-03-25 to 2023-03-30)
Occurred
Mar 25, 2022
Callahan Financial Planning reported 24 offices beyond its principal office, up from 19 (2022-02-07 to 2022-03-25)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:865bbb9f-d8c3-d2ab-4083-7013c4963ad8
First observed: Apr 27, 2021
Last observed: Mar 31, 2025 17 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CALLAHAN FINANCIAL PLANNING

TS BANK, CRD 314571

TREYNOR, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:865bbb9f-d8c3-d2ab-4083-7013c4963ad8

Data as of Mar 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FORRISTALL, KEVIN, EDWIN

President

yes

04/2021

Apr 27, 2021

Dec 7, 2024

GUTTAU-FOX, HEIDI, ANN

Trustee

yes

04/2021

Apr 27, 2021

Dec 7, 2024

GUTTAU, JOSH, MICHAEL

Trustee

yes

04/2021

Apr 27, 2021

Dec 7, 2024

HEIDI GUTTAU-FOX & JOSHUA GUTTAU IRREVOCABLE LIVING TRUST

Trust

yes

04/2021

Apr 27, 2021

Dec 7, 2024

MYERS, JAY, NELSEN

INVESTMENT/CHIEF COMPLIANCE OFFICER

yes

04/2021

Apr 27, 2021

Dec 7, 2024

TREYNOR BANCSHARES, INC.

BANK HOLDING COMPANY

yes

04/2021

Apr 27, 2021

Dec 7, 2024

WERNER, BRETT, ALAN

CHIEF INVESTMENT OFFICER

yes

04/2021

Apr 27, 2021

Dec 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COLLINS CONSULTING

n/a

yes

n/a

HEIDI A. GUTTAU

n/a

SHIAWTIAN CHEN

n/a

TREYNOR BANCSHARES, INC.

n/a

yes

n/a

TS CONTRARIAN BANCSHARES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Treynor

United States

COUNCIL BLUFFS

United States

Omaha

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 31, 2025

$86.3M

$83.6M

n/a

2023

Mar 30, 2024

$248M

$246M

n/a

2022

Mar 30, 2023

$223M

$221M

n/a

2021

Mar 25, 2022

$249M

$246M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$86.3M

$248M

-65.3%

$249M

-29.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CALLAHAN FINANCIAL PLANNING COMPANY

Jun 9, 2021

Jun 11, 2021

BURLINGAME, CA

Channel change

RIA to new firm

50.0%