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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

CALLAHAN FINANCIAL PLANNING COMPANY

CRD 153050

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5644abe-ff25-fd72-2d86-79b0db5ade2e

Data as of Jul 26, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Aug 17, 2017 to Jul 26, 2021
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 9
Advisory employees: 5
Offices: 11Schedule D 1.F, beyond the principal office
SEC number: 801-111701
CRD: 153050
Filings on the tape: 20
First filed: Aug 17, 2017
Latest filed: Jul 26, 2021
Organised: Corporation, Nebraska

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRAUER, REUBEN, J	VICE PRESIDENT, FINANCIAL PLANNING	Na	yes	07/2019	Aug 17, 2017	Jul 26, 2021
CALLAHAN, WILLIAM, ALAN	PRESIDENT, CHIEF INVESTMENT OFFICER	E	yes	02/2010	Aug 17, 2017	Jul 26, 2021
CERVEN, ALLISON, NICOLE	CHIEF COMPLIANCE OFFICER, FINANCIAL PLANNER	Na	yes	08/2017	Aug 17, 2017	Jul 26, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DIANA M. LOPEZ	n/a	n/a	n/a	N	no	n/a
SHIAWTIAN CHEN	n/a	n/a	n/a	N	no	n/a
THOMAS J. MURPHY IV	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lincoln	Ne	United States	3	no
Burlingame	CA	United States	2	no
MILL VALLEY	CA	United States	2	no
PALO ALTO	CA	United States	2	no
SAN FRANCISCO	CA	United States	2	no
SAN FRANCISCO	CA	United States	2	no
SAN RAFAEL	CA	United States	2	no
Centennial	Co	United States	1	no
Denver	Co	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Jul 26, 2021	n/a	n/a	9	5	11	n/a	n/a
2020	Sep 23, 2020	$174M	$172M	7	5	6	n/a	n/a
2019	Sep 5, 2019	$143M	$142M	7	3	4	n/a	n/a
2018	Dec 14, 2018	$123M	$123M	7	3	0	n/a	n/a
2017	Dec 12, 2017	$103M	$103M	4	4	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	n/a	$174M	n/a	$123M	n/a	9	7	11	6

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CALLAHAN FINANCIAL PLANNING	2	Jun 9, 2021	Jun 11, 2021	BURLINGAME, CA	Channel change	RIA to new firm	50.0%

Relationships

Controls (3)

← CALLAHAN, WILLIAM, ALANOwnerPRESIDENT, CHIEF INVESTMENT OFFICER, ownership code E, individual
Aug 17, 2017 to presentfactForm ADV
← BRAUER, REUBEN, JOwnerVICE PRESIDENT, FINANCIAL PLANNING, ownership code NA, individual
Aug 17, 2017 to presentfactForm ADV
← CERVEN, ALLISON, NICOLEOwnerCHIEF COMPLIANCE OFFICER, FINANCIAL PLANNER, ownership code NA, individual
Aug 17, 2017 to presentfactForm ADV

Registered with (5)

← James Nicholas BoeseAdvisorregistration: previous registration
Aug 11, 2020 to Jun 9, 2021factForm ADV
← REUBEN JOSEPH BRAUERAdvisorregistration: previous registration
Jan 20, 2012 to Jun 9, 2021factForm ADV
← ALLISON NICOLE CERVENAdvisorregistration: previous registration
Sep 9, 2014 to Jun 9, 2021factForm ADV
← Scott Robert LeiseAdvisorregistration: previous registration
Sep 22, 2020 to Jun 9, 2021factForm ADV
← SPENCER DEAN SCHWARTINGAdvisorregistration: previous registration
Oct 13, 2015 to Feb 27, 2018factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 17, 2017
First Form ADV filing
Callahan Financial Planning Company filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Apr 30, 2021
Callahan Financial Planning Company reported 11 offices beyond its principal office, up from 6 (2020-09-23 to 2021-04-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5644abe-ff25-fd72-2d86-79b0db5ade2e
First observed: Aug 17, 2017
Last observed: Jul 26, 2021 62 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CALLAHAN FINANCIAL PLANNING COMPANY

CRD 153050

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5644abe-ff25-fd72-2d86-79b0db5ade2e

Data as of Jul 26, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRAUER, REUBEN, J

VICE PRESIDENT, FINANCIAL PLANNING

yes

07/2019

Aug 17, 2017

Jul 26, 2021

CALLAHAN, WILLIAM, ALAN

PRESIDENT, CHIEF INVESTMENT OFFICER

yes

02/2010

Aug 17, 2017

Jul 26, 2021

CERVEN, ALLISON, NICOLE

CHIEF COMPLIANCE OFFICER, FINANCIAL PLANNER

yes

08/2017

Aug 17, 2017

Jul 26, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DIANA M. LOPEZ

n/a

SHIAWTIAN CHEN

n/a

THOMAS J. MURPHY IV

n/a

City

State

Country

Employees

Also broker-dealer

Lincoln

United States

Burlingame

United States

MILL VALLEY

United States

PALO ALTO

United States

SAN FRANCISCO

United States

SAN FRANCISCO

United States

SAN RAFAEL

United States

Centennial

United States

Denver

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Jul 26, 2021

n/a

2020

Sep 23, 2020

$174M

$172M

n/a

2019

Sep 5, 2019

$143M

$142M

n/a

2018

Dec 14, 2018

$123M

n/a

2017

Dec 12, 2017

$103M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

n/a

$174M

n/a

$123M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CALLAHAN FINANCIAL PLANNING

Jun 9, 2021

Jun 11, 2021

BURLINGAME, CA

Channel change

RIA to new firm

50.0%