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RIA / WealthAdvisorCertified Financial Planner17 years in industry

James Nicholas Boese

Advisor at MARINER

Omaha, NE

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Search this name across graphsid dfx:ria:9a9d81ae-de11-cbd4-ffe4-50a1d8e876b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 14, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jan 14, 2009
First registration: Mar 22, 2016
Dual registered: no
Other names: JIMMY BOESE|JIMMY N BOESE|JAMES BOESE
IAPD individual key: 5615487

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Nov 28, 2023	n/a	yes	Omaha, NE	Current employment
CALLAHAN FINANCIAL PLANNING	Former SEC adviser	Jun 11, 2021	Oct 16, 2023	no	LINCOLN, NE\|SAN FRANCISCO, CA\|BURLINGAME, CA\|OMAHA, NE\|SAN RAFAEL, CA\|MILL VALLEY, CA\|PALO ALTO, CA\|DENVER, CO\|CENTENNIAL, CO\|SAN FRANCISCO, CA	Previous registration
CALLAHAN FINANCIAL PLANNING COMPANY	Former SEC adviser	Aug 11, 2020	Jun 9, 2021	no	SAN FRANCISCO, CA\|PALO ALTO, CA\|BURLINGAME, CA\|CENTENNIAL, CO\|Mill Valley, CA\|San Francisco, CA\|Denver, CO\|OMAHA, NE\|Lincoln, NE\|San Rafael, CA	Previous registration
FBL WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Aug 16, 2019	Jul 31, 2020	no	West Des Moines, IA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Mar 22, 2016	Aug 24, 2019	no	BELLEVUE, NE\|Omaha, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALLAHAN FINANCIAL PLANNING	Mariner	Oct 16, 2023	Nov 28, 2023	43	Firm change	RIA to ibd
CALLAHAN FINANCIAL PLANNING COMPANY	CALLAHAN FINANCIAL PLANNING	Jun 9, 2021	Jun 11, 2021	2	Channel change	RIA to new firm
FBL WEALTH MANAGEMENT, LLC	CALLAHAN FINANCIAL PLANNING COMPANY	Jul 31, 2020	Aug 11, 2020	11	Firm change	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	FBL WEALTH MANAGEMENT, LLC	Aug 24, 2019	Aug 16, 2019	-8	Firm change	Other

Relationships

Registered with (5)

→ MARINERRegistered adviserregistration: current employment
Nov 28, 2023 to presentfactForm ADV
→ CALLAHAN FINANCIAL PLANNINGRegistered adviserregistration: previous registration
Jun 11, 2021 to Oct 16, 2023factForm ADV
→ CALLAHAN FINANCIAL PLANNING COMPANYRegistered adviserregistration: previous registration
Aug 11, 2020 to Jun 9, 2021factForm ADV
→ FBL WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 16, 2019 to Jul 31, 2020factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Mar 22, 2016 to Aug 24, 2019factForm ADV

Dated events

Occurred
Oct 16, 2023
Advisor changed firm
James Nicholas Boese left Callahan Financial Planning for Mariner (registered 2023-11-28)
Form ADVobserved 6 days ago