DFX Intelligence

M••••••• J• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

M••••••• J• D•••

Advisor at A•••••• W••••• M••••••••• L••

NEWPORT BEACH, CA | CARLSBAD, CA

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Search this name across graphsid dfx:ria:866a6416-adc0-1913-01ad-4c98aab1c30d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 21, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Apr 11, 2025	n/a	yes	NEWPORT BEACH, CA\|CARLSBAD, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 7, 2021	Apr 14, 2025	no	LAGUNA NIGUEL, CA\|Costa Mesa, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A•••••• W••••• M••••••••• L••	Apr 14, 2025	Apr 11, 2025	-3	Firm change	Wirehouse to RIA
M••••• S••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 9, 2021	Jul 7, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:7691:CA:2021-07-01	Jul 9, 2021	Jul 7, 2021	LONG BEACH, CA	Firm change
250:149777:MO:2017-06-13	Jun 13, 2017	Jun 18, 2018	ST LOUIS, MO	Firm change

Relationships

Registered with (4)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 11, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 7, 2021 to Apr 14, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 18, 2018 to Jul 9, 2021factForm ADV
→ E••••• J••••

Dated events

Occurred
Apr 14, 2025
Advisor changed firm
M••••••• J• D••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A•••••• W••••• M••••••••• L•• (registered 2025-04-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:866a6416-adc0-1913-01ad-4c98aab1c30d
First observed: Dec 21, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.