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Advisor at SOUTHLAND EQUITY PARTNERS, LLC.
WINDSOR, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | WINDSOR, CA | Current employment |
| SOUTHLAND EQUITY PARTNERS, LLC. | Independent wealth | Nov 13, 2014 | n/a | yes | WINDSOR, CA | Current employment |
| STRATEGIC WEALTH ADVISORS GROUP | Former SEC adviser | Nov 17, 2006 | Apr 1, 2009 | no | SANTA ROSA, CA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Aug 30, 2006 | Nov 3, 2023 | no | SANTA ROSA, CA|WINDSOR, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 5, 2001 | Sep 14, 2006 | no | SANTA ROSA, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | STRATEGIC WEALTH ADVISORS GROUP | Nov 3, 2023 | Nov 17, 2006 | -6,195 | Firm change after gap | Other |
| STRATEGIC WEALTH ADVISORS GROUP | SOUTHLAND EQUITY PARTNERS, LLC. | Apr 1, 2009 | Nov 13, 2014 | 2,052 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FSC SECURITIES CORPORATION | Sep 14, 2006 | Aug 30, 2006 | -15 | Firm change | Other |