DFX Intelligence

C••••••••• P••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

C••••••••• P••• C••••••

Advisor at C••• F•••••••• G••••

••• Locked

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Search this name across graphsid dfx:ria:8685241b-6fba-d5ef-6966-f4df24a5b9a7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• F•••••••• G••••	Independent wealth	Feb 24, 2022	n/a	yes	WORCESTER, MA\|BOYLSTON, MA\|DENNIS, MA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 12, 2018	Oct 6, 2020	no	WORCESTER, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	L•• F•••••••• L••	Mar 2, 2022	Jan 12, 2018	-1,510	Firm change after gap	Ibd to RIA
L•• F•••••••• L••	C••• F•••••••• G••••	Oct 6, 2020	Feb 24, 2022

Relationships

Registered with (4)

→ C••• F•••••••• G••••Registered adviserregistration: current employment
Feb 24, 2022 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Dec 16, 2013 to Mar 2, 2022factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 12, 2018 to Oct 6, 2020factForm ADV
→ E•••• S••••••••• L••

Dated events

Occurred
Mar 2, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8685241b-6fba-d5ef-6966-f4df24a5b9a7
First observed: Dec 21, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.