DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• P••• C••••••

C••• F•••••••• G••••independent RIABoylston, Ma IA-onlyIAPD 4778492

Feed of 09/15/2026

At current firm

4 y

since Feb 24, 2022

In the industry

22 y

since Apr 30, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• F•••••••• G•••• independent RIA current
since Feb 24, 2022 · Worcester, Ma
L•• F•••••••• L•• BD affiliated
Jan 12, 2018 to Oct 6, 2020 · Worcester, Ma
P•••••• A•••••• G••••• L•• BD affiliated
Dec 16, 2013 to Mar 2, 2022 · Worcester, Ma
E•••• S••••••••• L•• BD affiliated
Dec 21, 2007 to Dec 20, 2013 · Westborough, Ma

Moves

a registration end followed by a registration begin elsewhere

P•••••• A•••••• G••••• L•• to L•• F•••••••• L••
left Mar 2, 2022, registered Jan 12, 2018 (-1510 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to C••• F•••••••• G••••
left Oct 6, 2020, registered Feb 24, 2022 (506 days) · Affiliated broker-dealer or bank to a newly registered adviser
E•••• S••••••••• L•• to P•••••• A•••••• G••••• L••
left Dec 20, 2013, registered Dec 16, 2013 (-4 days) · Other

Signals

C••••••••• P••• C•••••• left P•••••• A•••••• G••••• L•• for L•• F•••••••• L•• (registered 2018-01-12)
Mar 2, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address