DFX Intelligence

J••• A•••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

J••• A•••• L•••••••

Advisor at C••••••• P••••••• I••••••••• A•••••••• L••

NEWPORT BEACH, CA | BOSTON, MA

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Search this name across graphsid dfx:ria:86d3e2c8-0a13-2e08-0f8f-5040ed640732

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P••••••• I••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	Oct 26, 2023	n/a	yes	NEWPORT BEACH, CA\|BOSTON, MA	Current employment
I•••••• A•••••••• I•••	Asset manager	Apr 10, 2017	Sep 11, 2019	no	BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• A•••••••• I•••	C••••••• P••••••• I••••••••• A•••••••• L••	Sep 11, 2019	Oct 26, 2023	1,506	Firm change after gap	Other
E•••• V•••• M•••••••••	I•••••• A•••••••• I•••	Mar 27, 2017	Apr 10, 2017

Relationships

Registered with (3)

→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 26, 2023 to presentfactForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 10, 2017 to Sep 11, 2019factForm ADV
→ E•••• V•••• M•••••••••Registered adviserregistration: previous registration
Oct 18, 2016 to Mar 27, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86d3e2c8-0a13-2e08-0f8f-5040ed640732
First observed: Oct 18, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.