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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

DANIEL SCOTT THOMAS

Advisor at D.A. DAVIDSON & CO.

NEWPORT BEACH, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D.A. DAVIDSON & CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Oct 9, 1992
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: DANNY SCOTT THOMAS|DANNY THOMAS|DANIEL THOMAS
IAPD individual key: 2195656

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D.A. DAVIDSON & CO.	Independent wealth	Nov 25, 2013	n/a	yes	NEWPORT BEACH, CA	Current employment
CROWELL WEEDON & CO.	Former SEC adviser	Nov 4, 2013	Nov 25, 2013	no	LONG BEACH, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Mar 26, 2007	Nov 4, 2013	no	LONG BEACH, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 8, 1997	Nov 22, 2005	no	LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CROWELL WEEDON & CO.	D.A. DAVIDSON & CO.	Nov 25, 2013	Nov 25, 2013	0	Bulk transfer	Other
CROWELL, WEEDON & CO.	CROWELL WEEDON & CO.	Nov 4, 2013	Nov 4, 2013	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	CROWELL, WEEDON & CO.	Nov 22, 2005	Mar 26, 2007	489	Firm change after gap	Other

Relationships

Registered with (4)

→ D.A. DAVIDSON & CO.Registered adviserregistration: current employment
Nov 25, 2013 to presentfactForm ADV
→ CROWELL WEEDON & CO.Registered adviserregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Mar 26, 2007 to Nov 4, 2013factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Nov 22, 2005factForm ADV

Dated events

No dated event names this entity yet.