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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)27 years in industry

David Paul Bjorndal

Advisor at RBC SECURITIES, INC.

NEW YORK, NY | Laguna Beach, CA | IRVINE, CA

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Search this name across graphsid dfx:ria:86f5b2be-23a7-5931-bb5b-c4d1009d7432

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S66
First exam: Jan 15, 1999
First registration: Aug 16, 2005
Dual registered: yes, broker-dealer
Other names: DAVE BJORNDAL
IAPD individual key: 3077770

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC SECURITIES, INC.	Bd affiliated wealth	Apr 28, 2022	n/a	yes	NEW YORK, NY\|IRVINE, CA\|Laguna Beach, CA	Current employment
RBC ROCHDALE, LLC	Bd affiliated wealth	Oct 22, 2018	Apr 28, 2022	no	Irvine, CA\|NEW YORK, NY\|Irvine, CA\|NEW YORK, NY	Previous registration
MCDONNELL INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 4, 2013	Mar 23, 2018	no	OAKBROOK TERRACE, IL	Previous registration
MCDONNELL INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 16, 2005	Jan 3, 2013	no	OAK BROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC ROCHDALE, LLC	RBC SECURITIES, INC.	Apr 28, 2022	Apr 28, 2022	0	Firm change	Ibd to RIA
MCDONNELL INVESTMENT MANAGEMENT, LLC	RBC ROCHDALE, LLC	Mar 23, 2018	Oct 22, 2018	213	Firm change	Other
MCDONNELL INVESTMENT MANAGEMENT, LLC	MCDONNELL INVESTMENT MANAGEMENT, LLC	Jan 3, 2013	Jan 4, 2013	1	Channel change	Other

Relationships

Registered with (4)

→ RBC SECURITIES, INC.Registered adviserregistration: current employment
Apr 28, 2022 to presentfactForm ADV
→ RBC ROCHDALE, LLCRegistered adviserregistration: previous registration
Oct 22, 2018 to Apr 28, 2022factForm ADV
→ MCDONNELL INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2013 to Mar 23, 2018factForm ADV
→ MCDONNELL INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 16, 2005 to Jan 3, 2013factForm ADV

Dated events

Occurred
Apr 28, 2022
Advisor changed firm
David Paul Bjorndal left Rbc Rochdale, Llc for Rbc Securities, Inc. (registered 2022-04-28)
Form ADVobserved 5 days ago