DFX Intelligence

D•••• M•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

D•••• M•••••• C••••••

Advisor at L••••• I••••••••• S••••••••• L••

Hagerstown, MD | METAIRIE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• I••••••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 11, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• I••••••••• S••••••••• L••	State registered	Apr 3, 2024	n/a	yes	METAIRIE, LA\|Hagerstown, MD	Current employment
C•••• C•••••• S••••••••• L•••	Former SEC adviser	Jan 26, 2018	Apr 30, 2024	no	HAGERSTOWN, MD\|HAGERSTOWN, MD\|ORANGE, CA\|INDIAN ROCKS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• S••••••••• L•••	L••••• I••••••••• S••••••••• L••	Apr 30, 2024	Apr 3, 2024	-27	Firm change	Ibd to state RIA
C• W••••• M••••••••• L••	C•••• C•••••• S••••••••• L•••	Feb 12, 2018	Jan 26, 2018

Relationships

Registered with (5)

→ L••••• I••••••••• S••••••••• L••Registered adviserregistration: current employment
Apr 3, 2024 to presentfactForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Jan 26, 2018 to Apr 30, 2024factForm ADV
→ C• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 25, 2017 to Feb 12, 2018factForm ADV
→ W••••••• S••••••••• A•••••••

Dated events

Occurred
Apr 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 27, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.