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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

LLEWELLYN RAYMOND HAYES

Advisor at STRATEGIC ADVISERS LLC

CLEARWATER, FL | PLANT CITY, FL

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Search this name across graphsid dfx:ria:8706d256-ddd8-66c3-674d-2dee5f5b7aa2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 23, 2015
First registration: Mar 12, 2016
Dual registered: yes, broker-dealer
Other names: TREY HAYES|LLEWLLYN R HAYES|LLEWELLYN RAYMOND HAYES|Llewellyn Raymond Hayes
IAPD individual key: 5579352

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	PLANT CITY, FL\|CLEARWATER, FL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Oct 1, 2019	Mar 31, 2025	no	BEAVERCREEK, OH	Previous registration
PARK AVENUE WEALTH MANAGEMENT, LLC	Former SEC adviser	Oct 23, 2018	Apr 23, 2019	no	LIVONIA, MI	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Nov 7, 2017	Jul 2, 2019	no	EASTVALE, CA\|Eastvale, CA\|GREENWOOD VILLAGE, CO\|Newport Beach, CA\|LIVONIA, MI	Previous registration
PENCE CAPITAL MANAGEMENT, LLC	Other adviser	Mar 12, 2016	Mar 4, 2018	no	NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CETERA ADVISORS LLC	PARK AVENUE WEALTH MANAGEMENT, LLC	Jul 2, 2019	Oct 23, 2018	-252	Firm change after gap	Other
PARK AVENUE WEALTH MANAGEMENT, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 23, 2019	Oct 1, 2019	161	Firm change	Other
PENCE CAPITAL MANAGEMENT, LLC	CETERA ADVISORS LLC	Mar 4, 2018	Nov 7, 2017	-117	Firm change after gap	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Oct 1, 2019 to Mar 31, 2025factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Nov 7, 2017 to Jul 2, 2019factForm ADV
→ PARK AVENUE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 23, 2018 to Apr 23, 2019factForm ADV
→ PENCE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 12, 2016 to Mar 4, 2018factForm ADV

Dated events

No dated event names this entity yet.