DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
L•••••••• R•••••• H••••
Feed of 09/15/2026
Also filed as Trey H••••
At current firm
1 y
since Mar 31, 2025
In the industry
10 y
since Nov 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Plant City, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 1, 2019 to Mar 31, 2025 · Beavercreek, Oh
- P••• A••••• W••••• M••••••••• L•• formerOct 23, 2018 to Apr 23, 2019 · Livonia, Mi
- C••••• A••••••• L•• formerNov 7, 2017 to Jul 2, 2019 · Eastvale, Ca
- P•••• C•••••• M••••••••• L•• otherMar 12, 2016 to Mar 4, 2018 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C••••• A••••••• L•• to P••• A••••• W••••• M••••••••• L••left Jul 2, 2019, registered Oct 23, 2018 (-252 days) · Other
- P••• A••••• W••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 23, 2019, registered Oct 1, 2019 (161 days) · Other
- P•••• C•••••• M••••••••• L•• to C••••• A••••••• L••left Mar 4, 2018, registered Nov 7, 2017 (-117 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address