DFX Intelligence

R••• D•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

R••• D•••• C••••

Advisor at R••••••• W••••• M•••••••••

NEW YORK, NY | Northfield, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 3, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• W••••• M•••••••••	Independent wealth	May 16, 2022	n/a	yes	NEW YORK, NY\|Northfield, IL	Current employment
B••••••• • C•• W••••• M••••••••• L••	Independent wealth	Feb 3, 2021	May 25, 2022	no	CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• • C•• W••••• M••••••••• L••	R••••••• W••••• M•••••••••	May 25, 2022	May 16, 2022	-9	Firm change	RIA to RIA
N••••• F•••••••• G••••• I•••	B••••••• • C•• W••••• M••••••••• L••	Nov 23, 2020	Feb 3, 2021

Relationships

Registered with (5)

→ R••••••• W••••• M•••••••••Registered adviserregistration: current employment
May 16, 2022 to presentfactForm ADV
→ B••••••• • C•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 3, 2021 to May 25, 2022factForm ADV
→ N••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 6, 2017 to Nov 23, 2020factForm ADV
→ B• C• Z•••••• A•• C••••••

Dated events

Order

Occurred
25 May 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 3, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.