DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••••• A•••• M•••••••••
Frisco, TX | MENLO PARK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••••• A•••• M••••••••• | Bd affiliated wealth | Mar 17, 2025 | n/a | yes | Frisco, TX|MENLO PARK, CA | Current employment |
| F••••• I••••••••• | Independent wealth | Oct 11, 2022 | Jun 9, 2023 | no | PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••• I••••••••• | R•••••••• A•••• M••••••••• | Jun 9, 2023 | Mar 17, 2025 | 647 | Firm change after gap | RIA to new firm |
| U••• I••••••••• S••••••• C•••••• | F••••• I••••••••• | Sep 9, 2022 | Oct 11, 2022 |
| U••• I••••••••• S••••••• C•••••• | No RAUM reported | Jan 8, 2018 | Sep 9, 2022 | no | SAN ANTONIO, TX|Plano, TX|Phoenix, AZ | Previous registration |
| U••• F•••••••• P••••••• S••••••• | Former SEC adviser | Aug 30, 2013 | Jan 8, 2018 | no | ADDISON, TX | Previous registration |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | Aug 7, 2012 | Jul 22, 2013 | no | ARLINGTON, VA | Previous registration |
| 32 |
| Firm change |
| Other |
| U••• F•••••••• P••••••• S••••••• | U••• I••••••••• S••••••• C•••••• | Jan 8, 2018 | Jan 8, 2018 | 0 | Bulk transfer | Other |
| E•••••• C•••••• M••••••••• L•• | U••• F•••••••• P••••••• S••••••• | Jul 22, 2013 | Aug 30, 2013 | 39 | Firm change | Other |