DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• M•••••• G••••••

R•••••••• A•••• M•••••••••BD affiliatedFrisco, Tx dual registrantIAPD 5021344

Feed of 09/15/2026

Also filed as Scott M Gehring

At current firm

1 y

since Mar 17, 2025

In the industry

20 y

since Nov 4, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••••• A•••• M••••••••• BD affiliated current
since Mar 17, 2025 · Frisco, Tx
F••••• I••••••••• independent RIA
Oct 11, 2022 to Jun 9, 2023 · Plano, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Sep 9, 2022 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Aug 30, 2013 to Jan 8, 2018 · Addison, Tx
E•••••• C•••••• M••••••••• L•• former
Aug 7, 2012 to Jul 22, 2013 · Arlington, Va

Moves

a registration end followed by a registration begin elsewhere

F••••• I••••••••• to R•••••••• A•••• M•••••••••
left Jun 9, 2023, registered Mar 17, 2025 (647 days) · RIA to a newly registered adviser
U••• I••••••••• S••••••• C•••••• to F••••• I•••••••••
left Sep 9, 2022, registered Oct 11, 2022 (32 days) · Other
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
E•••••• C•••••• M••••••••• L•• to U••• F•••••••• P••••••• S•••••••
left Jul 22, 2013, registered Aug 30, 2013 (39 days) · Other

Signals

S•••• M•••••• G•••••• left F••••• I••••••••• for R•••••••• A•••• M••••••••• (registered 2025-03-17)
Jun 9, 2023 · Advisor changed firm · fact
S•••• M•••••• G•••••• left U••• I••••••••• S••••••• C•••••• for F••••• I••••••••• (registered 2022-10-11)
Sep 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address