DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC
DURHAM, NC | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDATIONS INVESTMENT ADVISORS LLC | Independent wealth | Feb 12, 2021 | n/a | yes | DURHAM, NC|PHOENIX, AZ | Current employment |
| FREEDOM INVESTMENT MANAGEMENT, INC. | Independent wealth | Oct 27, 2021 | Jul 31, 2025 | no | Apex, NC|SOUTH WINDSOR, CT | Previous registration |
| CAPITAL FINANCIAL ADVISORY GROUP, LLC | State registered | Mar 29, 2017 | Nov 26, 2025 | no | APEX, NC | Previous registration |
| JB FITZ INC. | n/a | Apr 4, 2016 | Feb 6, 2017 | no | FUQUAY-VARINA, NC | Previous registration |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Apr 22, 2015 | Apr 13, 2016 | no | MARION, NC|WHEATON, IL|MORRISVILLE, NC | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 26, 2013 | Aug 27, 2013 | no | RALEIGH, NC | Previous registration |
| GORDON ASSET MANAGEMENT, LLC | Former SEC adviser | Sep 18, 2012 | Jul 16, 2013 | no | DURHAM, NC | Previous registration |
| WINTHROP CAPITAL MANAGEMENT | Institutional manager | Jul 18, 2011 | Feb 8, 2012 | no | RALEIGH, NC | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 19, 2011 | Jun 22, 2011 | no | RALEIGH, NC | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 10, 2010 | Apr 13, 2011 | no | FORT MILL, SC|RALEIGH, NC | Previous registration |
| FAMILY OFFICE GROUP LLC | n/a | May 6, 2010 | Sep 1, 2010 | no | PINEHURST, NC | Previous registration |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Aug 4, 2009 | Apr 27, 2010 | no | RALEIGH, NC | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 6, 2007 | Aug 5, 2009 | no | RALEIGH, NC|RALEIGH, NC|ZEBULON, NC|RALEIGH, NC|RALEIGH, NC|RALEIGH, NC|WAKE FOREST, NC|RALEIGH, NC|ROLESVILLE, NC|DURHAM, NC|RALEIGH, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 1, 2005 | Jun 6, 2007 | no | DURHAM, NC|DURHAM, NC | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 8, 2002 | Mar 2, 2005 | no | CHARLOTTE, NC | Previous registration |