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CRD 109271
ORCUTT, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| WOODLAND, TODD, MARTIN | DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | yes | 06/2015 | Apr 10, 2012 | Apr 1, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| VIVID FINANCIAL MANAGEMENT, INC. | n/a | Former SEC adviser | $206M | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Apr 1, 2016 | $8.6M | $8.6M | 2 | 2 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $236M | $236M | 10 | 5 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $215M | $215M | 6 | 4 | n/a | n/a | n/a |
| 2012 | Apr 8, 2013 | $166M | $166M | 4 | 3 | n/a | n/a | n/a |
| 2011 | Apr 10, 2012 | $102M | $102M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $8.6M | $236M | -96.3% | $166M | -62.7% | 2 | 10 | n/a | n/a |