This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$206MItem 5.F on the latest filing (2015-08-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$206M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

2

Advisory employees

2

Accounts

3,469

SEC number

801-93176

CRD

174072

Filings on the tape

7

First filed

Apr 10, 2015

Latest filed

Aug 14, 2015

Organised

Corporation, California

• Occurred

  Aug 10, 2015
  Succession filed (Item 4)

  Vivid Financial Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 5 days ago
• Occurred

  Apr 10, 2015
  First Form ADV filing

  Inner Circle Financial Management filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f4b85cfe-3c71-8db1-ab49-9f44ba7c4aca

First observed

Apr 10, 2015

Last observed

Aug 14, 2015 135 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.