DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | ARROYO GRANDE, CA | ORCUTT, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 4, 2022 | n/a | yes | ARROYO GRANDE, CA|PLYMOUTH, MN|ORCUTT, CA | Current employment |
| VIVID FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Apr 1, 2016 | Jan 7, 2022 | no | ORCUTT, CA | Previous registration |
| VIVID FINANCIAL MANAGEMENT, INC. | Former SEC adviser | May 1, 2015 | Apr 1, 2016 | no | ORCUTT, CA | Previous registration |
| WOODLAND LEISHMAN & ASSOCIATES | Former SEC adviser | Jan 14, 2014 | Jun 17, 2015 | no | ORCUTT, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VIVID FINANCIAL MANAGEMENT, INC. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jan 7, 2022 | Jan 4, 2022 | -3 | Firm change | RIA to ibd |
| VIVID FINANCIAL MANAGEMENT, INC. | VIVID FINANCIAL MANAGEMENT, INC. | Apr 1, 2016 | Apr 1, 2016 | 0 | Channel change | Other |
| WOODLAND LEISHMAN & ASSOCIATES | VIVID FINANCIAL MANAGEMENT, INC. | Jun 17, 2015 | May 1, 2015 | -47 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 281392:116407:CA:2022-01-07 | Jan 7, 2022 | Jan 4, 2022 | ORCUTT, CA | Firm change |