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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

MICHAEL DAVID STEWART

Advisor at LPL FINANCIAL LLC

PORTLAND, OR | TIGARD, OR

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Search this name across graphsid dfx:ria:874076e9-3b49-8fa0-96f6-356e5ed066fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 21, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: Aug 24, 1990
First registration: Oct 21, 1996
Dual registered: yes, broker-dealer
Other names: MIIKE STEWART
IAPD individual key: 2082759

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 22, 2024	n/a	yes	TIGARD, OR\|PORTLAND, OR	Current employment
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Sep 29, 2022	Jan 9, 2024	no	ATLANTA, GA\|Lake Oswego, OR	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 5, 2009	Jan 26, 2015	no	LAKE OSWEGO, OR	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 21, 1996	Dec 2, 2002	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Jan 9, 2024	Mar 22, 2024	73	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	OSAIC ADVISORY SERVICES, LLC	Jan 26, 2015	Sep 29, 2022	2,803	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MSI FINANCIAL SERVICES, INC.	Dec 2, 2002	Mar 5, 2009	2,285	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 22, 2024 to presentfactForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Sep 29, 2022 to Jan 9, 2024factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 5, 2009 to Jan 26, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 21, 1996 to Dec 2, 2002factForm ADV

Dated events

Occurred
Jan 9, 2024
Advisor changed firm
Michael David Stewart left Osaic Advisory Services, Llc for Lpl Financial Llc (registered 2024-03-22)
Form ADVobserved 6 days ago