DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
BERWYN, PA | Atco, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 2, 2023 | n/a | yes | BERWYN, PA|Atco, NJ | Current employment |
| 1914 ADVISORS | Former SEC adviser | Dec 19, 2018 | Feb 8, 2023 | no | WEST CONSHOHOCKEN, PA | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 4, 2016 | Feb 5, 2018 | no | West Conshohocken, PA | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Oct 29, 2008 | May 2, 2016 | no | WEST CONSHOHOCKEN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 1914 ADVISORS | LPL FINANCIAL LLC | Feb 8, 2023 | Feb 2, 2023 | -6 | Firm change | RIA to RIA |
| MORGAN STANLEY | 1914 ADVISORS | Feb 5, 2018 | Dec 19, 2018 | 317 | Firm change | Wirehouse to RIA |
| CREDIT SUISSE SECURITIES (USA) LLC | MORGAN STANLEY | May 2, 2016 | Apr 4, 2016 | -28 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 100:6413:PA:2023-02-06 | Feb 8, 2023 | Feb 2, 2023 | WEST CONSHOHOCKEN, PA | Firm change |