DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at L•• F•••••••• L••
FRONT ROYAL, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 8, 2009 | n/a | yes | FRONT ROYAL, VA | Current employment |
| I••••••••• W••••• M••••••••• L•• | n/a | Apr 23, 2008 | Jun 9, 2008 | no | ASHBURN, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• C••••••••• | I••••••••• W••••• M••••••••• L•• | Sep 8, 2009 | Apr 23, 2008 | -503 | Firm change after gap | Other |
| I••••••••• W••••• M••••••••• L•• | L•• F•••••••• L•• | Jun 9, 2008 | Sep 8, 2009 |
| M••••• S•••••• C••••••••• | n/a | Feb 17, 2006 | Sep 8, 2009 | no | MCLEAN, VA|BOSTON, MA|BOSTON, MA|ASHBURN, VA|BOSTON, MA|ASHBURN, VA | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Jan 28, 2005 | Apr 1, 2005 | no | MCLEAN, VA | Previous registration |
| C•••••• W••••• M••••••••• I••• | Independent wealth | Mar 13, 2000 | Feb 17, 2006 | no | MCLEAN, VA | Previous registration |
| 456 |
| Firm change after gap |
| Other |
| C•••••• W••••• M••••••••• I••• | F•• S••••••••• C••••••••• | Feb 17, 2006 | Jan 28, 2005 | -385 | Firm change after gap | Other |
| F•• S••••••••• C••••••••• | M••••• S•••••• C••••••••• | Apr 1, 2005 | Feb 17, 2006 | 322 | Firm change | Other |