DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R•• T••••• R••••
Feed of 09/14/2026
At current firm
17 y
since Sep 8, 2009
In the industry
31 y
since Jun 15, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 8, 2009 · Front Royal, Va
- I••••••••• W••••• M••••••••• L•• unclassifiedApr 23, 2008 to Jun 9, 2008 · Ashburn, Va
- M••••• S•••••• C••••••••• unclassifiedFeb 17, 2006 to Sep 8, 2009 · Mclean, Va
- F•• S••••••••• C••••••••• formerJan 28, 2005 to Apr 1, 2005 · Mclean, Va
- C•••••• W••••• M••••••••• I••• independent RIAMar 13, 2000 to Feb 17, 2006 · Mclean, Va
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• C••••••••• to I••••••••• W••••• M••••••••• L••left Sep 8, 2009, registered Apr 23, 2008 (-503 days) · Other
- I••••••••• W••••• M••••••••• L•• to L•• F•••••••• L••left Jun 9, 2008, registered Sep 8, 2009 (456 days) · Other
- C•••••• W••••• M••••••••• I••• to F•• S••••••••• C•••••••••left Feb 17, 2006, registered Jan 28, 2005 (-385 days) · Other
- F•• S••••••••• C••••••••• to M••••• S•••••• C•••••••••left Apr 1, 2005, registered Feb 17, 2006 (322 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address