DFX Intelligence

J•••• M•••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

J•••• M•••• N••••

Advisor at B•••••••• I••••••••• G••••

Katy, TX | PHOENIX, AZ

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Search this name across graphsid dfx:ria:87ae1a73-07c4-1d4b-519d-32aa764ecba5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 18, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 29, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• G••••	Independent wealth	Apr 11, 2025	n/a	yes	Katy, TX\|PHOENIX, AZ	Current employment
R•••••• P•••••• W•••••	Former SEC adviser	Sep 30, 2022	Mar 31, 2025	no	KATY, TX\|PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• P•••••• W•••••	B•••••••• I••••••••• G••••	Mar 31, 2025	Apr 11, 2025	11	Bulk transfer	RIA to RIA
H••••• I••••••••• M••••••••• L••	R•••••• P•••••• W•••••	Sep 30, 2022	Sep 30, 2022

Relationships

Registered with (6)

→ B•••••••• I••••••••• G••••Registered adviserregistration: current employment
Apr 11, 2025 to presentfactForm ADV
→ R•••••• P•••••• W•••••Registered adviserregistration: previous registration
Sep 30, 2022 to Mar 31, 2025factForm ADV
→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 11, 2020 to Sep 30, 2022factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Sep 30, 2022
A•••••• firm change
J•••• M•••• N•••• left H••••• I••••••••• M••••••••• L•• for R•••••• P•••••• W••••• (registered 2022-09-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87ae1a73-07c4-1d4b-519d-32aa764ecba5
First observed: Sep 18, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.