DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joann Marie North
Certified Financial Planner
Feed of 09/14/2026
Also filed as Joann Knoll
At current firm
1 y
since Apr 11, 2025
In the industry
31 y
since Jun 29, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Brookwood Investment Group independent RIA currentsince Apr 11, 2025 · Katy, Tx
- Redwood Private Wealth formerSep 30, 2022 to Mar 31, 2025 · Katy, Tx
- Horter Investment Management, LLC independent RIAFeb 11, 2020 to Sep 30, 2022 · Katy, Tx
- Cetera Advisor Networks LLC formerOct 7, 2015 to Feb 10, 2020 · Oakland, Ca
- Hall & North Financial Group, LLC formerJan 14, 2008 to Oct 8, 2015 · Houston, Tx
- Associated Planners Investment Advisory Inc unclassifiedSep 18, 1996 to Jan 16, 2008 · Katy, Tx
Moves
a registration end followed by a registration begin elsewhere
- Redwood Private Wealth to Brookwood Investment Groupleft Mar 31, 2025, registered Apr 11, 2025 (11 days) · corporate re-registration, not a move
- Horter Investment Management, LLC to Redwood Private Wealthleft Sep 30, 2022, registered Sep 30, 2022 (0 days) · RIA to RIA
- Cetera Advisor Networks LLC to Horter Investment Management, LLCleft Feb 10, 2020, registered Feb 11, 2020 (1 days) · Affiliated broker-dealer or bank to independent RIA
- Hall & North Financial Group, LLC to Cetera Advisor Networks LLCleft Oct 8, 2015, registered Oct 7, 2015 (-1 days) · Other
- Associated Planners Investment Advisory Inc to Hall & North Financial Group, LLCleft Jan 16, 2008, registered Jan 14, 2008 (-2 days) · Other
Signals
- Joann Marie North left Horter Investment Management, Llc for Redwood Private Wealth (registered 2022-09-30)Sep 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address