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Reading the graph
Advisor at CAPTRUST
San Antonio, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Oct 7, 2019 | n/a | yes | San Antonio, TX | Current employment |
| SOUTH TEXAS MONEY MANAGEMENT, LTD. | Former SEC adviser | Apr 28, 2009 | Dec 2, 2019 | no | SAN ANTONIO, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 18, 2005 | Apr 17, 2009 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOUTH TEXAS MONEY MANAGEMENT, LTD. | Captrust | Dec 2, 2019 | Oct 7, 2019 | -56 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SOUTH TEXAS MONEY MANAGEMENT, LTD. | Apr 17, 2009 | Apr 28, 2009 | 11 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112188:175112:TX:2019-12-02 | Dec 2, 2019 | Oct 7, 2019 | SAN ANTONIO, TX | Firm change after gap |