DFX Intelligence

J••• H••••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J••• H••••••• E••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Pensacola, FL | Clayton, MO

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 28, 2021	n/a	yes	Clayton, MO\|Pensacola, FL	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Dec 20, 2007	Jul 9, 2021	no	Crestwood, MO\|Crestwood, MO\|Sappington, MO\|SAINT LOUIS, MO\|EUREKA, MO\|Eureka, MO\|Sappington, MO\|Crystal City, MO\|Arnold, MO\|Saint Louis, MO\|Fenton, MO\|High Ridge, MO\|Crestwood, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Jul 9, 2021	Jun 28, 2021	-11	Firm change	Ibd to ibd
B••••••••• L••	U••• B•••••• I••••••••• I•••	Jan 2, 2008	Dec 20, 2007

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 28, 2021 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 20, 2007 to Jul 9, 2021factForm ADV
→ B••••••••• L••Registered adviserregistration: previous registration
Aug 8, 2007 to Jan 2, 2008factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 5, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.