DFX Intelligence

C•••••• R••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

C•••••• R••• S•••••

Advisor at F••••••• S••••• A••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:87d80118-f8d2-8152-23b0-af10b0c52b0b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 1
Observed: Mar 17, 2011 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• R••• S•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• S••••• A••••••• I•••
Current firm class: bank affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 24, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• W••••• A••••••• L••	Mixed wealth	Oct 21, 2025	n/a	yes	Bloomfield, NJ\|CINCINNATI, OH	Current employment
F••••••• S••••• A••••••• I•••	Bank affiliated wealth	Jan 10, 2024	n/a	yes	Bloomfield, NJ\|CHAPEL HILL, NC	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• A•••••••	F••••••• S••••• A••••••• I•••	Mar 8, 2024	Jan 10, 2024	-58	Firm change after gap	RIA to RIA
T•• R••••••••• C••••••••• O• A••••••	M••••••••• A•••••••	Aug 2, 2022	Oct 4, 2021

Relationships

Registered with (7)

→ F•••• T•••• W••••• A••••••• L••Registered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ F••••••• S••••• A••••••• I•••Registered adviserregistration: current employment
Jan 10, 2024 to presentfactForm ADV
→ M••••••••• A•••••••Registered adviserregistration: previous registration
Oct 4, 2021 to Mar 8, 2024factForm ADV
→ T•• R••••••••• C••••••••• O• A••••••

Dated events

Occurred
Mar 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87d80118-f8d2-8152-23b0-af10b0c52b0b
First observed: Mar 17, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.