DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• R••• S•••••

F••••••• S••••• A••••••• I•••bank affiliatedCincinnati, Oh IA-onlyIAPD 5897597

Feed of 09/15/2026

Also filed as C•••••• R••• S•••••

At current firm

2 y

since Jan 10, 2024

In the industry

15 y

since Feb 24, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• T•••• W••••• A••••••• L•• mixed wealth current
since Oct 21, 2025 · Bloomfield, Nj
F••••••• S••••• A••••••• I••• bank affiliated current
since Jan 10, 2024 · Bloomfield, Nj
M••••••••• A••••••• other
Oct 4, 2021 to Mar 8, 2024 · Jersey City, Nj
T•• R••••••••• C••••••••• O• A•••••• former
Oct 1, 2021 to Aug 2, 2022 · Jersey City, Nj
W••••••••• T•••• I••••••••• A•••••••• I••• other
Aug 29, 2019 to Sep 13, 2021 · W•••••••••, De
H••••••••• G••••• L•• no RAUM
Mar 17, 2011 to Jul 31, 2019 · Red Bank, Nj
W•• I••••••••• L•• independent RIA
Mar 17, 2011 to Jul 31, 2019 · Red Bank, Nj

Moves

a registration end followed by a registration begin elsewhere

M••••••••• A••••••• to F••••••• S••••• A••••••• I•••
left Mar 8, 2024, registered Jan 10, 2024 (-58 days) · RIA to RIA
T•• R••••••••• C••••••••• O• A•••••• to M••••••••• A•••••••
left Aug 2, 2022, registered Oct 4, 2021 (-302 days) · Other
W••••••••• T•••• I••••••••• A•••••••• I••• to T•• R••••••••• C••••••••• O• A••••••
left Sep 13, 2021, registered Oct 1, 2021 (18 days) · Other
W•• I••••••••• L•• to W••••••••• T•••• I••••••••• A•••••••• I•••
left Jul 31, 2019, registered Aug 29, 2019 (29 days) · Other
H••••••••• G••••• L•• to W•• I••••••••• L••
left Jul 31, 2019, registered Mar 17, 2011 (-3058 days) · Other

Signals

C•••••• R••• S••••• left M••••••••• A••••••• for F••••••• S••••• A••••••• I••• (registered 2024-01-10)
Mar 8, 2024 · Advisor changed firm · fact
C•••••• R••• S••••• left T•• R••••••••• C••••••••• O• A•••••• for M••••••••• A••••••• (registered 2021-10-04)
Aug 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Bank affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address