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RIA / WealthAdvisor19 years in industry

Kyle Martin Fritz

Advisor at SYMPHONY FINANCIAL, LTD. CO.

HOUSTON, TX

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Search this name across graphsid dfx:ria:87f4d74c-d894-cb20-5a8e-963a8507b60e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SYMPHONY FINANCIAL, LTD. CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 27, 2017
First registration: Jul 24, 2019
Dual registered: no
Other names: Kyle Fritz
IAPD individual key: 6772501

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SYMPHONY FINANCIAL, LTD. CO.	Independent wealth	Feb 15, 2024	n/a	yes	HOUSTON, TX	Current employment
SHEETS SMITH INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 24, 2021	Feb 21, 2024	no	HOUSTON, TX	Previous registration
INTEGRATED WEALTH CONCEPTS LLC	Independent wealth	Jul 7, 2020	Jun 30, 2021	no	Houston, TX	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jul 24, 2019	Jul 27, 2020	no	HOUSTON, TX\|Houston, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SHEETS SMITH INVESTMENT MANAGEMENT, LLC	SYMPHONY FINANCIAL, LTD. CO.	Feb 21, 2024	Feb 15, 2024	-6	Firm change	RIA to RIA
INTEGRATED WEALTH CONCEPTS LLC	SHEETS SMITH INVESTMENT MANAGEMENT, LLC	Jun 30, 2021	Sep 24, 2021	86	Firm change	RIA to RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	INTEGRATED WEALTH CONCEPTS LLC	Jul 27, 2020	Jul 7, 2020	-20	Firm change	Other

Relationships

Registered with (4)

→ SYMPHONY FINANCIAL, LTD. CO.Registered adviserregistration: current employment
Feb 15, 2024 to presentfactForm ADV
→ SHEETS SMITH INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 24, 2021 to Feb 21, 2024factForm ADV
→ INTEGRATED WEALTH CONCEPTS LLCRegistered adviserregistration: previous registration
Jul 7, 2020 to Jun 30, 2021factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jul 24, 2019 to Jul 27, 2020factForm ADV

Dated events

Occurred
Feb 21, 2024
Advisor changed firm
Kyle Martin Fritz left Sheets Smith Investment Management, Llc for Symphony Financial, Ltd. Co. (registered 2024-02-15)
Form ADVobserved 4 days ago