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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

SHEETS SMITH INVESTMENT MANAGEMENT, LLC

CRD 293992

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd8a7e62-48ae-3d43-472b-680ec5c113c0

Data as of Aug 25, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 9
On other graphs: 0
Observed: Mar 27, 2018 to Aug 25, 2025
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $130MItem 5.F on the latest filing (2025-08-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $130M
Private client RAUM: $112MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 255
Individual clients: 94
High net worth clients: 26
SEC number: 801-112973
CIK: 1785199
CRD: 293992
Filings on the tape: 14
First filed: Mar 27, 2018
Latest filed: Aug 25, 2025
Organised: Limited Liability Company, NC
Website: sheetssmithim.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Bowden, Gregory, Cornell	MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER	Na	yes	01/2020	Mar 24, 2020	Mar 25, 2024
BOWDEN, ZOLLY, CORNELL	President	D	yes	12/2015	Mar 27, 2018	Mar 25, 2024
SHEETS SMITH WEALTH MANAGEMENT	RELATED ADVISOR	C	no	12/2015	Mar 27, 2018	Mar 25, 2024
SHEETS, JOHN, RICHARD	Chairman	D	no	10/1982	Mar 27, 2018	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SHEETS SMITH WEALTH MANAGEMENT	n/a	Independent wealth	$1.4B	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Apr 16, 2025	$130M	$130M	3	2	1	n/a	n/a
2023	Mar 25, 2024	$126M	$126M	3	2	1	n/a	n/a
2022	Mar 29, 2023	$121M	$121M	4	3	1	n/a	n/a
2021	Mar 29, 2022	$157M	$157M	4	3	1	n/a	n/a
2020	Mar 15, 2021	$122M	$122M	3	2	1	n/a	n/a
2019	Mar 24, 2020	$112M	$110M	2	2	0	n/a	n/a
2018	Mar 27, 2019	$101M	$101M	2	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	0	0	0	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$130M	$126M	3.2%	$157M	-6.1%	3	3	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PVG ASSET MANAGEMENT CORP	2	Mar 31, 2026	May 6, 2026	HOUSTON, TX	Team lift out	RIA to RIA	66.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SHEETS SMITH WEALTH MANAGEMENT	2	Mar 4, 2020	Feb 25, 2020	WINSTONSALEM, NC	Team lift out	Other	22.2%

Relationships

Affiliated with (2)

← SHEETS SMITH WEALTH MANAGEMENTRegistered adviserother investment adviser, control
factForm ADV
→ SHEETS SMITH WEALTH MANAGEMENTRegistered adviserother investment adviser
factForm ADV

Moved with (2)

→ PVG ASSET MANAGEMENT CORPRegistered adviser2 advisors, team lift out, same day
Mar 31, 2026 to May 6, 2026factForm ADV
← SHEETS SMITH WEALTH MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Mar 4, 2020 to Feb 25, 2020factForm ADV

Registered with (4)

← ZOLLY CORNELL BOWDENAdvisorregistration: previous registration
Feb 25, 2020 to Mar 31, 2026factForm ADV
← Eric Steven TeslerAdvisorregistration: previous registration
Sep 24, 2021 to Mar 31, 2026factForm ADV
← Gregory Cornell BowdenAdvisorregistration: previous registration
Feb 25, 2020 to Mar 31, 2026factForm ADV
← Kyle Martin FritzAdvisorregistration: previous registration
Sep 24, 2021 to Feb 21, 2024factForm ADV

Owns (2)

← SHEETS SMITH WEALTH MANAGEMENTOwnerRELATED ADVISOR, ownership code C, domestic entity
Mar 27, 2018 to Mar 25, 2024factForm ADV
← SHEETS, JOHN, RICHARDOwnerCHAIRMAN, ownership code D, individual
Mar 27, 2018 to Mar 25, 2024factForm ADV

Controls (2)

← BOWDEN, ZOLLY, CORNELLOwnerPRESIDENT, ownership code D, individual
Mar 27, 2018 to Mar 25, 2024factForm ADV
← Bowden, Gregory, CornellOwnerMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER, ownership code NA, individual
Mar 24, 2020 to Mar 25, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2026
Team lift-out
2 advisors left Sheets Smith Investment Management, LLC (Houston, TX) for Pvg Asset Management Corp on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 31, 2026
Advisor changed firm
Gregory Cornell Bowden left Sheets Smith Investment Management, Llc for Pvg Asset Management Corp (registered 2025-01-08)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2026
Advisor changed firm
Eric Steven Tesler left Sheets Smith Investment Management, Llc for Pvg Asset Management Corp (registered 2026-05-06)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2026
Advisor changed firm
Zolly Cornell Bowden left Sheets Smith Investment Management, Llc for Pvg Asset Management Corp (registered 2026-03-31)
Form ADVobserved 4 days ago
Occurred
Feb 21, 2024
Advisor changed firm
Kyle Martin Fritz left Sheets Smith Investment Management, Llc for Symphony Financial, Ltd. Co. (registered 2024-02-15)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2020
Control person left
Hughes Allison Hewett (Chief Compliance Officer) no longer on Schedule A of Sheets Smith Investment Management, Llc (listed 2019-03-27, absent 2020-03-24)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2020
Control person joined
Cornell Gregory Bowden (Chief Compliance Officer) appeared on Schedule A of Sheets Smith Investment Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 27, 2018
First Form ADV filing
Sheets Smith Investment Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Apr 1, 2026
Sheets Smith Investment Management, Llc no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $129.7M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd8a7e62-48ae-3d43-472b-680ec5c113c0
First observed: Mar 27, 2018
Last observed: Aug 25, 2025 13 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHEETS SMITH INVESTMENT MANAGEMENT, LLC

CRD 293992

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd8a7e62-48ae-3d43-472b-680ec5c113c0

Data as of Aug 25, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Bowden, Gregory, Cornell

MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER

yes

01/2020

Mar 24, 2020

Mar 25, 2024

BOWDEN, ZOLLY, CORNELL

President

yes

12/2015

Mar 27, 2018

Mar 25, 2024

SHEETS SMITH WEALTH MANAGEMENT

RELATED ADVISOR

12/2015

Mar 27, 2018

Mar 25, 2024

SHEETS, JOHN, RICHARD

Chairman

10/1982

Mar 27, 2018

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SHEETS SMITH WEALTH MANAGEMENT

n/a

Independent wealth

$1.4B

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Apr 16, 2025

$130M

n/a

2023

Mar 25, 2024

$126M

n/a

2022

Mar 29, 2023

$121M

n/a

2021

Mar 29, 2022

$157M

n/a

2020

Mar 15, 2021

$122M

n/a

2019

Mar 24, 2020

$112M

$110M

n/a

2018

Mar 27, 2019

$101M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$130M

$126M

3.2%

$157M

-6.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PVG ASSET MANAGEMENT CORP

Mar 31, 2026

May 6, 2026

HOUSTON, TX

Team lift out

RIA to RIA

66.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SHEETS SMITH WEALTH MANAGEMENT

Mar 4, 2020

Feb 25, 2020

WINSTONSALEM, NC

Team lift out

Other

22.2%